SEC EDGAR datasets

Every Form 10-K annual report filed on EDGAR since 1993, searchable by company, date and text, with sections and XBRL financials as JSON.

Every Form 10-Q quarterly report on EDGAR since 1993: unaudited financials, MD&A and risk factor updates, searchable and parsed as JSON.

Every Form 20-F annual report and 20-F registration filed by foreign private issuers on EDGAR, searchable by company and date, with sections as text.

Form 40-F annual reports filed by eligible Canadian companies under the US Canada multijurisdictional disclosure system, on EDGAR since 2001.

Every Form 8-K current report since 1993, classified by item: earnings, acquisitions, auditor changes, executive departures, cyber incidents and more.

Every Form 6-K furnished by foreign private issuers since 1995: interim results, press releases and home country announcements, searchable on EDGAR.

Every Form 1-U current report filed by Regulation A Tier 2 issuers since 2015: changes in control, auditor changes, departures and bankruptcy.

Every 8-K Item 2.02 results of operations filing, the earnings release as filed with the SEC, classified by item with the release text attached.

Press releases, investor presentations and Regulation FD materials attached to 8-K filings as Exhibit 99, searchable in full text.

Material contracts filed as Exhibit 10 to 8-K, 10-K and 10-Q reports: credit agreements, employment agreements, leases and supply deals.

Company insider trading policies filed as Exhibit 19 to the 10-K under Item 408(b) of Regulation S-K, searchable in full text.

Every Form 4 statement of changes in beneficial ownership since 2003, parsed into transactions with insider, role, code, shares and price.

Every Form 3 initial statement of beneficial ownership since 1996: new directors, officers and 10% owners and their starting holdings, as JSON.

Every Form 5 annual statement of changes in beneficial ownership since 1996: deferred and exempt insider transactions, parsed as JSON.

Form 144 notices of proposed sales of restricted and control securities, electronic since 2023, with seller, shares, market value and broker as JSON.

Every Form 13F-HR quarterly holdings report from institutional managers with $100M or more: positions by CUSIP, value, shares and voting authority.

Form 13F-NT notices filed by institutional managers whose holdings are reported in another manager's 13F, with the reporting managers listed.

Every Schedule 13D and amendment since 1993: investors above 5% with control or activist intent, their stake, funding and plans, as JSON.

Every Schedule 13G and amendment since 1994: passive and institutional holders above 5%, with shares, percent of class and voting power.

Every DEF 14A definitive proxy statement since 1994: executive pay, board members, audit fees, pay versus performance and ballot proposals.

Every PRE 14A preliminary proxy statement since 1994: the draft proxy filed for SEC review when a meeting has non-routine proposals.

Every DEFA14A additional definitive proxy material since 1994: supplements, investor letters and campaign materials filed by companies.

Every DFAN14A filed by activists and other non-management parties since 1994: proxy fight letters, presentations and campaign materials.

Every DEFM14A definitive merger proxy and PREM14A preliminary merger proxy since 1994: deal terms, background, fairness opinions and projections.

Every DEF 14C information statement since 1994: corporate actions approved by majority written consent, sent to shareholders without a proxy vote.

Every PRE 14C preliminary information statement since 1994: the draft Schedule 14C filed before actions approved by written consent.

Annual reports to security holders (ARS) filed on EDGAR: the glossy shareholder annual report sent with the proxy, often wrapping the 10-K.

Every Form S-1 registration statement and amendment since 1994: IPOs, follow on offerings and resale registrations, with offering terms as JSON.

Every Form S-3 and automatic shelf S-3ASR since 1994: shelf registrations by seasoned issuers for future debt and equity offerings.

Every Form S-4 since 1994: registration of securities issued in mergers, acquisitions and exchange offers, often a joint proxy statement prospectus.

Every Form S-8 since 1994: shares registered for employee stock plans, option plans and ESPPs, a direct read on equity compensation dilution.

Every Form S-11 since 1994: registration statements for REITs and real estate companies, including non-traded REIT offerings.

Every Form F-1 since 1996: IPO and offering registrations by foreign private issuers listing shares or ADRs in the United States.

Every Form F-3 shelf registration by foreign private issuers since 1994, plus F-10 MJDS registrations by Canadian issuers.

Every Form F-6 since 1994: registrations of American depositary shares by depositary banks, sponsored and unsponsored ADR programs.

Every 424B2 prospectus since 1994: over a million pricing supplements, mostly bank structured notes issued off shelf registrations.

Every 424B3 prospectus since 1994: supplements reflecting substantive changes, resale prospectuses, merger prospectuses and non-traded fund updates.

Every 424B4 final prospectus since 1994: the priced IPO and offering prospectus with shares sold, price per share, proceeds and underwriters.

Every 424B5 prospectus supplement since 1994: debt and equity takedowns from shelf registrations, including at the market programs.

Every free writing prospectus (FWP) since 2005: term sheets, pricing terms, roadshow materials and structured note marketing documents.

Every Rule 425 filing since 2000: merger announcements, investor presentations, employee letters and other communications about stock deals.

Every Form D notice of an exempt Regulation D offering, with issuer, industry, amount raised, investors and exemptions parsed into JSON.

Form 1-A Regulation A offering statements since 2002: Tier 1 and Tier 2 mini-IPOs with offering terms, issuer data and the offering circular.

Form 1-K annual reports from Tier 2 Regulation A issuers since 2016: business update, MD&A and audited financial statements.

Form 1-SA semiannual reports from Tier 2 Regulation A issuers: interim financial statements and MD&A for the first half of the fiscal year.

Form 1-Z exit reports: final Regulation A offering results, securities sold, fees paid and the suspension of Tier 2 reporting.

Form C Regulation Crowdfunding offerings, progress updates, annual reports and terminations since 2016, parsed from XML into JSON.

Form Funding Portal (CFPORTAL) registrations and amendments: every crowdfunding portal registered with the SEC, its owners and its business.

Form N-1A registration statements for open-end mutual funds and ETFs: prospectus, statement of additional information and exhibits.

Form N-2 registration statements for closed-end funds, interval funds and business development companies, including N-2ASR automatic shelves.

Form N-PORT portfolio holdings of mutual funds, ETFs and closed-end funds since 2019: every position with CUSIP, value, weight and asset class.

Monthly Form N-MFP holdings reports of every US money market fund since 2010: positions, yields, liquidity and net asset value.

Form N-4 registration statements for insurance company separate accounts that offer variable annuity contracts.

Form N-6 registration statements for insurance company separate accounts that offer variable life insurance policies.

Form N-14 registration statements for fund mergers and reorganizations, with the combined proxy statement and prospectus sent to shareholders.

Form N-54A notifications of election to be regulated as a business development company (BDC) under the Investment Company Act.

Form N-8F applications to deregister an investment company after liquidation, merger or abandonment of registration.

Form N-23C-3 notifications of interval fund repurchase offers under Rule 23c-3: offer amount, pricing date and repurchase deadline.

40-APP applications for SEC exemptive relief under the Investment Company Act and Advisers Act: ETF, co-investment, multi-class and fund of funds reli

Form 24F-2 annual notices: fund sales, redemptions, net sales and the SEC registration fee paid by every mutual fund and ETF.

Form N-CEN annual reports of every registered fund since 2018: service providers, brokers, securities lending, ETF details, parsed to JSON.

Form N-CSR annual certified shareholder reports of mutual funds, ETFs and closed-end funds: financial statements, holdings and certifications.

Form N-CSRS semiannual certified shareholder reports of registered funds: interim financial statements, holdings and certifications.

Form N-PX proxy voting records of funds and, since 2024, institutional managers' say-on-pay votes: every ballot item and how it was voted.

Form N-CR current reports of money market fund events: defaults, sponsor support, liquidity fees and net asset value deviations.

Rule 497 definitive prospectuses, SAIs and supplements of mutual funds, ETFs and closed-end funds, the documents actually sent to investors.

Form 497K summary prospectuses of mutual funds and ETFs since 2009: objective, fee table, strategies, risks, performance and managers.

Form 497VPI initial summary prospectuses for variable annuity and variable life contracts, filed under Rule 498A since 2021.

Form 497VPU updating summary prospectuses sent each year to existing variable annuity and variable life contract owners.

485APOS post-effective amendments to fund registration statements under Rule 485(a): new series and material changes reviewed before effectiveness.

485BPOS post-effective amendments under Rule 485(b): annual fund prospectus updates and non-material changes, effective on filing.

Schedule TO-T tender offer statements filed by bidders buying shares directly from a target's shareholders, with every amendment since 2000.

Schedule TO-I issuer tender offers: companies and closed-end funds buying back their own shares, debt exchange offers and option exchanges.

Schedule TO-C written communications about a tender offer made before it starts: deal announcements, employee FAQs and investor letters.

Schedule 14D-9 statements in which a target company's board recommends shareholders accept, reject or stay neutral on a tender offer.

Schedule 13E-3 going private statements: buyouts by controlling holders, management or sponsors with fairness disclosures since 1994.

Form CB notices for cross-border tender offers, exchange offers, rights offerings and business combinations involving foreign private issuers.

Form SF-1 registration statements for asset-backed securities offerings that do not use a shelf, under Regulation AB II.

Form SF-3 shelf registration statements for asset-backed securities: auto, credit card, equipment and mortgage ABS programs.

Form 10-D distribution reports of asset-backed securities: payments to investors, pool performance, delinquencies and losses since 2005.

Form ABS-EE loan level XML data for auto loans, auto leases, mortgages and debt securities in public securitizations since 2016.

Form ABS-15G filings: Rule 15Ga-1 repurchase demand reports on rep and warranty breaches and Rule 15Ga-2 third-party due diligence findings.

Form X-17A-5 Part III annual audited reports of every registered broker-dealer: statement of financial condition, net capital and auditor report.

Form TA-1 transfer agent registrations and amendments, plus TA-W withdrawals: every transfer agent registered with the SEC.

Form TA-2 annual reports of transfer agent activity: accounts maintained, items processed, turnaround, lost securityholders and dividends paid.

Form MA municipal advisor registrations, annual updates and withdrawals, plus Form MA-I filings for each individual municipal advisor.

Form ATS-N disclosures of dark pools and other NMS stock alternative trading systems: order types, fees, segmentation and operator conflicts.

Form NRSRO filings of SEC registered credit rating agencies: annual certifications, registration updates, performance statistics and methodologies.

Form SBSE registrations of security-based swap dealers and major security-based swap participants since 2021, with amendments and withdrawals.

SEC staff comment letters (UPLOAD) and company responses (CORRESP) since 2003: the review dialogue behind 10-Ks, S-1s and proxy statements.

EFFECT notices: the SEC's confirmation that a registration statement or offering statement became effective or qualified, with the exact date.

CT ORDER filings: SEC orders granting confidential treatment for redacted portions of material contracts and other exhibits.

Draft registration statements (DRS) submitted confidentially before IPOs and offerings, made public once the company files publicly.

Draft offering statements (DOS) submitted confidentially for Regulation A offerings before the public Form 1-A.