N-14AE fund merger registrations (historic submission type)
N-14AE filings from 1997 to 2008: Form N-14 registration statements for fund reorganizations filed under a separate submission type.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%22N-14AE%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"N-14AE"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is N-14AE?
Form N-14 registers securities issued by funds in business combinations, such as one mutual fund merging into another. N-14AE was a separate EDGAR submission type used for certain N-14 registrations between 1997 and 2008.
Later fund merger registrations use the N-14 and N-14 8C types. The N-14AE records include the proxy statement and prospectus sent to shareholders of the fund being acquired.
Registered investment companies issuing shares in fund reorganizations.
Before the shareholder vote on the reorganization. No filings under this type after 2008.
Filings per year
Every N-14AE filing on EDGAR, counted from the SecFeed index, amendments included. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Combined proxy and prospectus | Reorganization terms and comparison of the funds. |
| Fee tables | Fees before and after the merger. |
| Statement of additional information | Financial statements of the funds. |
Get N-14AE data with SecFeed
Search the filings with formType:"N-14AE", read any document as text or PDF, and use these APIs for structured data:
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Latest N-14AE filings
| Company | Form | Filed | |
|---|---|---|---|
| LEGG MASON PARTNERS EQUITY TRUST | N-14AE | 2008-04-18 | EDGAR ↗ |
| FIRSTHAND FUNDS | N-14AE/A | 2008-04-04 | EDGAR ↗ |
| FIRSTHAND FUNDS | N-14AE/A | 2008-04-01 | EDGAR ↗ |
| FIRSTHAND FUNDS | N-14AE | 2008-02-21 | EDGAR ↗ |
| PROFESSIONALLY MANAGED PORTFOLIOS | N-14AE | 2008-01-30 | EDGAR ↗ |
| COLUMBIA FUNDS SERIES TRUST I | N-14AE | 2008-01-18 | EDGAR ↗ |
| FRANKLIN TAX FREE TRUST | N-14AE | 2008-01-18 | EDGAR ↗ |
| COLUMBIA FUNDS SERIES TRUST | N-14AE | 2008-01-18 | EDGAR ↗ |
Use cases
- Historical fund merger research
- Compare fees before and after fund reorganizations
Related forms
Form N-14 registration statements for fund mergers and reorganizations, with the combined proxy statement and prospectus sent to shareholders.
N14AE24N-14 with Rule 24f-2 electionN14AE24 filings from 1994 to 1997: Form N-14 fund reorganization registrations that included a Rule 24f-2 election.
485BPOSFund amendment effective on filing485BPOS post-effective amendments under Rule 485(b): annual fund prospectus updates and non-material changes, effective on filing.
FAQ
What is Form N-14?
The registration statement for securities issued by investment companies in business combinations.
What happened to the N-14AE type?
Filings under it stop in 2008; later fund mergers use N-14 and N-14 8C.
Every N-14AE filing, one API call away
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