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497

Form 497 definitive fund prospectuses and supplements

Rule 497 definitive prospectuses, SAIs and supplements of mutual funds, ETFs and closed-end funds, the documents actually sent to investors.

541Kfilings on EDGAR
1994first filed
12Kfiled in 2026
2026-10-09latest filing
curl -H "Authorization: Bearer $SECFEED_KEY" \
  "https://secfeedapi.com/v1/filings?query=formType:%22497%22%20AND%20filedAt:%5B2026-10-01%20TO%202026-10-31%5D&size=2"
import os, requests

r = requests.get(
    "https://secfeedapi.com/v1/filings",
    params={'query': 'formType:"497" AND filedAt:[2026-10-01 TO 2026-10-31]', 'size': '2'},
    headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())

What is 497?

Funds file definitive versions of their prospectuses, statements of additional information and every supplement under Rule 497. When a fund changes a portfolio manager, cuts a fee or closes to new investors between annual updates, it usually shows up first as a 497 sticker.

With over half a million filings, 497 is the running log of changes to fund disclosure.

Who files

Registered investment companies and their underwriters, after a registration statement is effective.

When it is filed

Within five business days after first use of a prospectus that differs from the one in the effective registration statement, and for every supplement.

Filings per year

Every 497 filing on EDGAR, counted from the SecFeed index. Updated daily.

1994: 6,285 filings1995: 10,675 filings1996: 13,227 filings1997: 13,738 filings1998: 14,624 filings1999: 13,905 filings2000: 14,883 filings2001: 19,491 filings2002: 15,718 filings2003: 16,738 filings2004: 20,578 filings2005: 18,592 filings2006: 19,068 filings2007: 17,563 filings2008: 19,155 filings2009: 18,238 filings2010: 18,325 filings2011: 15,496 filings2012: 16,586 filings2013: 19,076 filings2014: 16,923 filings2015: 17,153 filings2016: 19,270 filings2017: 22,127 filings2018: 19,698 filings2019: 18,764 filings2020: 21,752 filings2021: 15,891 filings2022: 14,175 filings2023: 13,353 filings2024: 13,975 filings2025: 14,198 filings2026: 11,765 filings199419952000200520102015202020252026

What is inside

SectionContents
SupplementsShort changes: portfolio managers, fees, strategies, fund closures or liquidations.
Definitive prospectusThe full prospectus as distributed.
Statement of additional informationUpdated SAI text.
Fee changesFee waivers and expense limitation changes.

Get 497 data with SecFeed

Search the filings with formType:"497" AND filedAt:[2026-10-01 TO 2026-10-31], read any document as text or PDF, and use these APIs for structured data:

Latest 497 filings

CompanyFormFiled
KANSAS CITY LIFE VARIABLE LIFE SEPARATE ACCOUNT4972026-10-09EDGAR ↗
KANSAS CITY LIFE VARIABLE LIFE SEPARATE ACCOUNT4972026-10-09EDGAR ↗
KANSAS CITY LIFE VARIABLE LIFE SEPARATE ACCOUNT4972026-10-09EDGAR ↗
KANSAS CITY LIFE VARIABLE LIFE SEPARATE ACCOUNT4972026-10-09EDGAR ↗
KANSAS CITY LIFE VARIABLE LIFE SEPARATE ACCOUNT4972026-10-09EDGAR ↗
KANSAS CITY LIFE VARIABLE ANNUITY SEPARATE ACCOUNT4972026-10-09EDGAR ↗
KANSAS CITY LIFE VARIABLE ANNUITY SEPARATE ACCOUNT4972026-10-09EDGAR ↗
KANSAS CITY LIFE VARIABLE ANNUITY SEPARATE ACCOUNT4972026-10-09EDGAR ↗

Use cases

Related forms

FAQ

What is a 497 sticker?

A short supplement filed under Rule 497 that amends the prospectus between annual updates.

How is 497 different from 497K?

497 covers full prospectuses, SAIs and supplements. 497K is the summary prospectus.

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