Form TA-1 transfer agent registrations
Form TA-1 transfer agent registrations and amendments, plus TA-W withdrawals: every transfer agent registered with the SEC.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%22TA-1/A%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"TA-1/A"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is TA-1?
Transfer agents keep the record of who owns a company's securities and process transfers, dividends and corporate actions. Those that register with the SEC do so on Form TA-1 and amend it when their information changes.
The filings list the transfer agent's ownership, its use of service companies and any disciplinary history, and TA-W records when an agent leaves the business.
Transfer agents whose primary regulator is the SEC. Bank transfer agents register with their banking regulator.
Before acting as a transfer agent, with amendments within 60 days after information becomes inaccurate. TA-W withdraws a registration.
Filings per year
Every TA-1 filing on EDGAR, counted from the SecFeed index, amendments included. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Registrant | Name, address, file number and type of entity. |
| Service companies | Third parties that perform transfer agent functions. |
| Control persons | Owners, officers and directors. |
| Disciplinary history | Regulatory and criminal matters. |
Get TA-1 data with SecFeed
Search the filings with formType:"TA-1/A", read any document as text or PDF, and use these APIs for structured data:
Latest TA-1 filings
| Company | Form | Filed | |
|---|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC /TA | TA-1/A | 2026-10-02 | EDGAR ↗ |
| Conduent HR Services, LLC | TA-1/A | 2026-10-01 | EDGAR ↗ |
| GLAS Trust Co LLC | TA-1/A | 2026-09-29 | EDGAR ↗ |
| Computershare Inc /TA | TA-1/A | 2026-09-28 | EDGAR ↗ |
| BlockAgent Inc. | TA-1/A | 2026-09-24 | EDGAR ↗ |
| BNY MELLON TRANSFER INC | TA-1/A | 2026-09-24 | EDGAR ↗ |
| OpenPool Technologies, LLC | TA-W | 2026-09-22 | EDGAR ↗ |
| MADISON STOCK TRANSFER INC /TA | TA-1/A | 2026-09-18 | EDGAR ↗ |
Use cases
- Maintain a directory of active transfer agents
- Identify ownership changes in transfer agents
Related forms
Form TA-2 annual reports of transfer agent activity: accounts maintained, items processed, turnaround, lost securityholders and dividends paid.
X-17A-5BD annual reportsForm X-17A-5 Part III annual audited reports of every registered broker-dealer: statement of financial condition, net capital and auditor report.
FAQ
Do all transfer agents file TA-1?
Only those regulated by the SEC. Transfer agents that are banks register with their banking regulator.
Every TA-1 filing, one API call away
500 free calls a month. JSON, CSV, PDF and a Python SDK.