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Enforcement

Pull SEC litigation releases and complaints

List SEC litigation releases with release numbers, defendants and links to complaints and judgments, ready for an enforcement monitoring feed.

The SEC announces civil actions it files in federal court as litigation releases. Each release names the defendants and links the complaint and, later, final judgments. /v1/enforcement/litigation-releases returns them as JSON.

Latest releases

import os
import requests

BASE = "https://secfeedapi.com"
HEADERS = {"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"}

r = requests.get(f"{BASE}/v1/enforcement/litigation-releases", params={"page": 0}, headers=HEADERS, timeout=120)
r.raise_for_status()
data = r.json()
print(len(data["releases"]), "releases on page 0")
for rel in data["releases"][:8]:
    docs = ", ".join(d["title"] for d in rel["documents"])
    print(rel["publishedAt"][:10], rel["releaseNo"], "|", rel["title"][:50], "|", docs)

Output:

100 releases on page 0
2026-10-09 LR-26672 | William Sarris and Joseph Endoso | SEC Complaint
2026-10-09 LR-26671 | Jeremiah Silkowski and SQN Capital Management LLC | SEC Complaint, Order Appointing Receiver, Final Judgment - Jeremiah Silkowski, Final Judgment - SQN Capital Management LLC
2026-10-08 LR-26670 | Francis Biller; Raymond Dove; Chester Alvarez; Tro | Final Judgment - Raymond Dove
2026-10-08 LR-26669 | Darren J. Caris and Caris Investment Partners, Inc | SEC Complaint
2026-10-07 LR-26665 | Himanshu Jindal a/k/a Manish Jindal | SEC Complaint
2026-10-07 LR-26668 | Robert D. Welsh and Caedrynn E. Conner | Final Judgment - Robert D. Welsh, Final Judgment - Caedrynn E. Conner
2026-10-07 LR-26667 | Kalder Inc. and Gökçe Güven | SEC Complaint
2026-10-06 LR-26666 | Stephen Kenneth Leech | SEC Complaint, Consent, Proposed Final Judgment

Fields

FieldMeaning
releaseNoLitigation release number, for example LR-26672
titleDefendants named in the action
publishedAtPublication time
urlRelease page on sec.gov
documentsLinked complaints, consents, orders and judgments, each with title and URL

Releases come 100 per page, newest first; pass page=1, page=2 and so on for older ones. details=true adds the details of each release.

Other enforcement feeds

EndpointContents
/v1/enforcement/administrative-proceedingsSEC administrative orders and proceedings
/v1/enforcement/aaerAccounting and Auditing Enforcement Releases
/v1/enforcement/press-releasesSEC press releases, including enforcement announcements
/v1/enforcement/sro-filingsRule filings by FINRA, exchanges and clearing agencies

Ideas

  • Screen new releases against a list of counterparties or employees
  • Build a dataset of complaints and final judgments for research
  • Track how long cases take from complaint to judgment

Next steps

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