Form 1-U current reports of Regulation A issuers
Every Form 1-U current report filed by Regulation A Tier 2 issuers since 2015: changes in control, auditor changes, departures and bankruptcy.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%221-U%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"1-U"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is 1-U?
Form 1-U is the Regulation A version of an 8-K. Companies that raised money under Tier 2 of Regulation A must report certain events between their semiannual (1-SA) and annual (1-K) reports, and they do it on Form 1-U.
The list of events is shorter than the 8-K list, and many Reg A issuers are small private companies, real estate funds and startups that raised money from the public online. That makes 1-U filings one of the few public event feeds for this part of the market.
Issuers that completed a Tier 2 offering under Regulation A and have not exited the reporting regime with Form 1-Z.
Within four business days after the event.
Filings per year
Every 1-U filing on EDGAR, counted from the SecFeed index, amendments included. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Item 1. Fundamental changes | Mergers, acquisitions and dispositions of a significant amount of assets. |
| Item 2. Bankruptcy or receivership | Filing for bankruptcy or appointment of a receiver. |
| Item 3. Rights of security holders | Material modifications to the rights of security holders. |
| Item 4. Changes in accountant | Auditor resignations, dismissals and engagements. |
| Item 5. Non-reliance | Previously issued financial statements that should no longer be relied upon. |
| Items 6 to 9 | Changes in control, departures of officers, unregistered sales of 10% or more of outstanding equity, other events. |
Get 1-U data with SecFeed
Search the filings with formType:"1-U", read any document as text or PDF, and use these APIs for structured data:
Regulation A+ filings as JSON: Form 1-A offering statements, 1-K annual reports and 1-Z exit reports with issuer and offering data.
EDGAR Filing Query APISearch every SEC EDGAR filing since 1993 with Lucene-style queries over ticker, CIK, form type, filing date, company, SIC and 8-K items.
Full-Text Search APISearch every word of every EDGAR filing and exhibit since 2001. Exact phrases, form type, CIK and date filters, results as JSON.
Latest 1-U filings
| Company | Form | Filed | |
|---|---|---|---|
| Jamestown Invest 1, LLC | 1-U | 2026-10-09 | EDGAR ↗ |
| American Hospitality Properties REIT II, Inc. | 1-U | 2026-10-08 | EDGAR ↗ |
| American Hospitality Properties REIT, Inc. | 1-U | 2026-10-08 | EDGAR ↗ |
| YS RE RAF I LLC | 1-U | 2026-10-06 | EDGAR ↗ |
| Roots Real Estate Investment Community I, LLC | 1-U | 2026-10-06 | EDGAR ↗ |
| AtomBeam Technologies Inc. | 1-U | 2026-10-02 | EDGAR ↗ |
| RealtyMogul Income REIT, Inc. | 1-U | 2026-10-02 | EDGAR ↗ |
| FUNDRISE GROWTH EREIT VII, LLC | 1-U | 2026-10-01 | EDGAR ↗ |
Use cases
- Monitor Reg A issuers you invested in or track for research
- Flag Reg A real estate funds that change auditors or file for bankruptcy
- Build an event history for crowdfunded and mini IPO companies
Related forms
Form 1-A Regulation A offering statements since 2002: Tier 1 and Tier 2 mini-IPOs with offering terms, issuer data and the offering circular.
8-KCurrent reportsEvery Form 8-K current report since 1993, classified by item: earnings, acquisitions, auditor changes, executive departures, cyber incidents and more.
Form CCrowdfundingForm C Regulation Crowdfunding offerings, progress updates, annual reports and terminations since 2016, parsed from XML into JSON.
FAQ
Who has to file Form 1-U?
Tier 2 Regulation A issuers with ongoing reporting obligations. Tier 1 issuers do not file current reports.
How fast is a 1-U due?
Within four business days after the reportable event, like an 8-K.
Every 1-U filing, one API call away
500 free calls a month. JSON, CSV, PDF and a Python SDK.