NYSE Arca listing certifications

Certifications by NYSE Arca approving securities for listing and registration under Exchange Act Section 12(d).

362filings on EDGAR

2010first filed

2017-09-15latest filing

curl -H "Authorization: Bearer $SECFEED_KEY" \
  "https://secfeedapi.com/v1/filings?query=formType:%22CERTARCA%22&size=2"

import os, requests

r = requests.get(
    "https://secfeedapi.com/v1/filings",
    params={'query': 'formType:"CERTARCA"', 'size': '2'},
    headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())

What is CERTARCA?

CERTARCA is the certification from NYSE Arca that it has approved a security for listing, which makes the security's Exchange Act registration effective. NYSE Arca lists most US exchange-traded funds and exchange-traded notes.

EDGAR records CERTARCA filings from 2010 to 2017.

Who files

NYSE Arca, filing on the issuer's record.

When it is filed

When the exchange approves a security for listing.

Filings per year

Every CERTARCA filing on EDGAR, counted from the SecFeed index. Updated daily.

What is inside

Section	Contents
Exchange certification	Approval for listing and registration.
Issuer and security	Usually an ETF or ETN.
Date	Date of approval.

Get CERTARCA data with SecFeed

Search the filings with formType:"CERTARCA", read any document as text or PDF, and use these APIs for structured data:

Filing Search API

Search every SEC EDGAR filing since 1993 with Lucene-style queries over ticker, CIK, form type, filing date, company, SIC and 8-K items.

Text Search API

Search every word of every EDGAR filing and exhibit since 2001. Exact phrases, form type, CIK and date filters, results as JSON.

Latest CERTARCA filings

Company	Form	Filed
CREDIT SUISSE AG	`CERTARCA`	2017-09-15	EDGAR ↗
GraniteShares Gold Trust	`CERTARCA`	2017-08-30	EDGAR ↗
CITIGROUP INC	`CERTARCA`	2017-08-16	EDGAR ↗
Citigroup Global Markets Holdings Inc.	`CERTARCA`	2017-08-16	EDGAR ↗
JPMorgan Chase Financial Co. LLC	`CERTARCA`	2017-06-12	EDGAR ↗
World Currency Gold Trust	`CERTARCA`	2017-01-26	EDGAR ↗
CITIGROUP INC	`CERTARCA`	2016-12-08	EDGAR ↗
CITIGROUP INC	`CERTARCA`	2016-12-08	EDGAR ↗

Use cases

Listing dates for ETFs and ETNs
Exchange listing history

Related forms

CERTPACPacific Exchange certification

Certifications by the Pacific Exchange (later NYSE Arca) approving securities for listing and registration under Section 12(d).

19B-4ENew derivative product listings

Exchange notices under Rule 19b-4(e) that they began trading a new derivative securities product, such as an ETF or structured note.

FAQ

What did NYSE Arca file before?

The Pacific Exchange filed CERTPAC.

Why do filings stop in 2017?

EDGAR records end then for this type.

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