Pacific Exchange listing certifications

Certifications by the Pacific Exchange (later NYSE Arca) approving securities for listing and registration under Section 12(d).

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539filings on EDGAR

2002first filed

2013-05-07latest filing

curl -H "Authorization: Bearer $SECFEED_KEY" \
  "https://secfeedapi.com/v1/filings?query=formType:%22CERTPAC%22&size=2"

import os, requests

r = requests.get(
    "https://secfeedapi.com/v1/filings",
    params={'query': 'formType:"CERTPAC"', 'size': '2'},
    headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())

What is CERTPAC?

Under Exchange Act Section 12(d), registration of a security on an exchange becomes effective after the exchange certifies to the SEC that it has approved the security for listing. CERTPAC is that certification from the Pacific Exchange.

After the Pacific Exchange's equities business became NYSE Arca, certifications moved to CERTARCA; EDGAR shows CERTPAC through 2013.

Who files

The Pacific Exchange, filing on the issuer's record.

When it is filed

When the exchange approves a security for listing. EDGAR filings end in 2013.

Filings per year

Every CERTPAC filing on EDGAR, counted from the SecFeed index. Updated daily.

What is inside

Section	Contents
Exchange certification	Approval of the security for listing and registration.
Issuer and security	The listed class.
Date	Date of approval.

Get CERTPAC data with SecFeed

Search the filings with formType:"CERTPAC", read any document as text or PDF, and use these APIs for structured data:

Filing Search API

Search every SEC EDGAR filing since 1993 with Lucene-style queries over ticker, CIK, form type, filing date, company, SIC and 8-K items.

Text Search API

Search every word of every EDGAR filing and exhibit since 2001. Exact phrases, form type, CIK and date filters, results as JSON.

Latest CERTPAC filings

Company	Form	Filed
PowerShares Exchange-Traded Fund Trust II	`CERTPAC`	2013-05-07	EDGAR ↗
Direxion Shares ETF Trust	`CERTPAC`	2013-04-09	EDGAR ↗
Powershares Actively Managed Exchange-Traded Fund Trust	`CERTPAC`	2012-12-05	EDGAR ↗
FactorShares Trust	`CERTPAC`	2012-11-21	EDGAR ↗
SPDR SERIES TRUST	`CERTPAC`	2012-10-24	EDGAR ↗
Huntington Strategy Shares	`CERTPAC`	2012-07-23	EDGAR ↗
PowerShares Exchange-Traded Fund Trust II	`CERTPAC`	2012-07-17	EDGAR ↗
PROSHARES TRUST	`CERTPAC`	2012-07-11	EDGAR ↗

Use cases

Historical listing dates for exchange-traded products
Exchange listing history research

Related forms

CERTARCANYSE Arca certification

Certifications by NYSE Arca approving securities for listing and registration under Exchange Act Section 12(d).

19B-4ENew derivative product listings

Exchange notices under Rule 19b-4(e) that they began trading a new derivative securities product, such as an ETF or structured note.

FAQ

What is the newer equivalent?

CERTARCA, from NYSE Arca.

Why is the document an image?

Many certifications were submitted on paper and appear on EDGAR as scanned placeholders.

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