Form N-3: registration of separate accounts organized as management investment companies
Registration statements on Form N-3 for insurance separate accounts that offer variable annuities and are organized as management investment companies.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%22N-3%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"N-3"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is N-3?
Most variable annuity separate accounts are unit investment trusts that invest in underlying funds and register on Form N-4. A smaller group of separate accounts are themselves managed investment companies, and those register on Form N-3.
Filings are rare, about 60 since 1995.
Insurance company separate accounts organized as management investment companies.
At registration and on amendment.
Filings per year
Every N-3 filing on EDGAR, counted from the SecFeed index, amendments included. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Separate account | Account and insurer. |
| Investment management | Objectives, strategies and adviser. |
| Contract terms | Variable annuity features and charges. |
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Latest N-3 filings
| Company | Form | Filed | |
|---|---|---|---|
| Fortune V Separate Account | N-3/A | 2021-12-23 | EDGAR ↗ |
| Fortune V Separate Account | N-3/A | 2021-12-22 | EDGAR ↗ |
| Fortune V Separate Account | N-3/A | 2021-09-09 | EDGAR ↗ |
| UNIVERSAL LIFE INSURANCE Co /PR | N-3 | 2021-09-01 | EDGAR ↗ |
| SEPARATE ACCOUNT 13 OF AXA EQUITABLE LIFE INSURANCE CO | N-3 | 2007-04-30 | EDGAR ↗ |
| SEPARATE ACCOUNT 10 OF AXA EQUITABLE LIFE INSURANCE CO | N-3 | 2007-04-30 | EDGAR ↗ |
| SEPARATE ACCOUNT 4 OF AXA EQUITABLE LIFE INSURANCE CO | N-3 | 2007-04-30 | EDGAR ↗ |
| SEPARATE ACCOUNT 3 OF AXA EQUITABLE LIFE INSURANCE CO | N-3 | 2007-04-30 | EDGAR ↗ |
Use cases
- Identify managed separate accounts
- Compare with Form N-4 variable annuity registrations
Related forms
Form N-4 registration statements for insurance company separate accounts that offer variable annuity contracts.
N-3 ELN-3 registrations with 24f-2 election (to 1997)Initial Form N-3 registrations of managed separate accounts that elected to register an indefinite amount under Rule 24f-2, until 1997.
FAQ
How is Form N-3 different from N-4?
N-3 is for separate accounts organized as management investment companies; N-4 for those organized as unit investment trusts.
How common are N-3 filings?
Rare: about 60 since 1995.
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