PRE13E3 preliminary going private materials (historic)
PRE13E3 filings from 1994 to 2000: preliminary materials for going private transactions under Rule 13e-3.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%22PRE13E3%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"PRE13E3"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is PRE13E3?
PRE13E3 was the EDGAR type for preliminary materials in going private transactions subject to Exchange Act Rule 13e-3, used alongside Schedule 13E-3. Filings under this type end in 2000, when Regulation M-A reorganized tender offer and going private filing types.
Going private transactions since then are filed under SC 13E3 and its amendments.
Issuers and affiliates engaged in going private transactions.
Before definitive materials were sent to security holders. No filings under this type after 2000.
Filings per year
Every PRE13E3 filing on EDGAR, counted from the SecFeed index, amendments included. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Preliminary disclosure | Terms of the going private transaction. |
| Fairness | Statements on the fairness of the transaction to unaffiliated holders. |
| Special factors | Purpose, alternatives and effects. |
Get PRE13E3 data with SecFeed
Search the filings with formType:"PRE13E3", read any document as text or PDF, and use these APIs for structured data:
Search every SEC EDGAR filing since 1993 with Lucene-style queries over ticker, CIK, form type, filing date, company, SIC and 8-K items.
Text Search APISearch every word of every EDGAR filing and exhibit since 2001. Exact phrases, form type, CIK and date filters, results as JSON.
Document Download APIList every file in an SEC filing and download any document, exhibit, XBRL file or image from the EDGAR archive with one authenticated call.
Latest PRE13E3 filings
| Company | Form | Filed | |
|---|---|---|---|
| PHOENIX INVESTMENT PARTNERS LTD/CT | PRE13E3/A | 2000-11-20 | EDGAR ↗ |
| LUCOR INC /FL/ | PRE13E3 | 2000-10-24 | EDGAR ↗ |
| PHOENIX INVESTMENT PARTNERS LTD/CT | PRE13E3 | 2000-10-10 | EDGAR ↗ |
| PROMETHEUS INCOME PARTNERS | PRE13E3 | 2000-09-07 | EDGAR ↗ |
| SUNRISE INTERNATIONAL LEASING CORP | PRE13E3/A | 2000-05-26 | EDGAR ↗ |
| BNMC ACQUISITION CO | PRE13E3/A | 2000-05-25 | EDGAR ↗ |
| BNMC ACQUISITION CO | PRE13E3/A | 2000-05-09 | EDGAR ↗ |
| THERMORETEC CORP | PRE13E3/A | 2000-05-05 | EDGAR ↗ |
Use cases
- Historical going private research
- Management buyout studies in the 1990s
Related forms
Schedule 13E-3 going private statements: buyouts by controlling holders, management or sponsors with fairness disclosures since 1994.
DEF13E3Definitive 13E-3 materials (historic)DEF13E3 filings from 1994 to 2000: definitive materials sent to holders in going private transactions under Rule 13e-3.
FAQ
What is Rule 13e-3?
The Exchange Act rule governing going private transactions by issuers or their affiliates.
Where are going private filings today?
Under SC 13E3, the Schedule 13E-3 submission type.
Every PRE13E3 filing, one API call away
500 free calls a month. JSON, CSV, PDF and a Python SDK.