Form 1-E: notifications under Regulation E by small business investment companies and BDCs
Notifications under Regulation E for exempt offerings by small business investment companies and business development companies.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%221-E%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"1-E"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is 1-E?
Regulation E provides a small offering exemption for small business investment companies and business development companies, similar in spirit to Regulation A. The issuer files a notification on Form 1-E, and sales material is filed separately under Rule 607 as 1-E AD.
Use of Regulation E has been rare, and filings under this type end in 2023.
Small business investment companies and business development companies.
Before the offering under Regulation E.
Filings per year
Every 1-E filing on EDGAR, counted from the SecFeed index, amendments included. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Issuer | SBIC or BDC making the offering. |
| Offering | Securities and amount. |
| Offering circular | Disclosure provided to investors. |
Get 1-E data with SecFeed
Search the filings with formType:"1-E", read any document as text or PDF, and use these APIs for structured data:
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Latest 1-E filings
| Company | Form | Filed | |
|---|---|---|---|
| Forge Group, Inc. | 1-E | 2023-12-22 | EDGAR ↗ |
| Hill Capital Corp | 1-E/A | 2017-03-01 | EDGAR ↗ |
| Hill Capital Corp | 1-E/A | 2016-09-30 | EDGAR ↗ |
| Hill Capital Corp | 1-E/A | 2016-02-01 | EDGAR ↗ |
| Hill Capital Corp | 1-E/A | 2015-11-20 | EDGAR ↗ |
| Hill Capital Corp | 1-E | 2015-08-19 | EDGAR ↗ |
| FAC PROPERTYS LLC | 1-E | 2014-10-27 | EDGAR ↗ |
| HighLight Networks, Inc. | 1-E | 2013-12-27 | EDGAR ↗ |
Use cases
- Research small exempt offerings by BDCs and SBICs
Related forms
Form 1-A Regulation A offering statements since 2002: Tier 1 and Tier 2 mini-IPOs with offering terms, issuer data and the offering circular.
N-54ABDC election noticeForm N-54A notifications of election to be regulated as a business development company (BDC) under the Investment Company Act.
FAQ
What is Regulation E?
A small offering exemption available to small business investment companies and business development companies.
Where is Regulation E sales material?
Under the 1-E AD type, filed under Rule 607.
Every 1-E filing, one API call away
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