Form G-FIN: notices by financial institutions acting as government securities brokers or dealers
Paper notices by banks and other financial institutions of their status as government securities brokers or dealers.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%22G-FIN%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"G-FIN"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is G-FIN?
Banks and other financial institutions that act as government securities brokers or dealers do not register as broker-dealers; instead they give notice of that status under the Government Securities Act framework. Form G-FIN is that notice, and EDGAR indexes the paper copies. Filed on paper: the EDGAR record has the filer, date and accession number, and the document itself is an auto-generated placeholder that points to the SEC's paper copy.
The list of G-FIN filers is a practical directory of banks active in the government securities market, including foreign banks' US branches.
Financial institutions, such as banks, acting as government securities brokers or dealers.
When the institution begins or changes that activity.
Filings per year
Every G-FIN filing on EDGAR, counted from the SecFeed index, amendments included. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Institution | Bank name and CIK. |
| Dates | Received and indexed dates. |
| Document | Placeholder for the paper notice. |
Get G-FIN data with SecFeed
Search the filings with formType:"G-FIN", read any document as text or PDF, and use these APIs for structured data:
Latest G-FIN filings
| Company | Form | Filed | |
|---|---|---|---|
| BANK OF NEW YORK /N Y/ /GFN | G-FIN/A | 2026-09-01 | EDGAR ↗ |
| Deutsche Bank AG, New York Branch | G-FIN/A | 2026-08-19 | EDGAR ↗ |
| BANK OF NEW YORK /N Y/ /GFN | G-FIN/A | 2026-08-04 | EDGAR ↗ |
| FHN Financial Capital Markets /G-FIN/ | G-FIN/A | 2026-07-27 | EDGAR ↗ |
| Goldman Sachs Bank USA /G-FIN | G-FIN/A | 2026-07-09 | EDGAR ↗ |
| COMMERCE BANK/GFN | G-FIN/A | 2026-07-07 | EDGAR ↗ |
| STATE STREET BANK & TRUST CO /G-FIN | G-FIN/A | 2026-06-17 | EDGAR ↗ |
| Deutsche Bank AG, New York Branch | G-FIN/A | 2026-05-28 | EDGAR ↗ |
Use cases
- List banks that act as government securities dealers
- Track changes in that population over time
Related forms
Paper submissions by government securities brokers and dealers indexed on EDGAR as G-405N, 1998 to 2022. Header data only.
X-17A-5Broker-dealer financial reportForm X-17A-5 Part III annual audited reports of every registered broker-dealer: statement of financial condition, net capital and auditor report.
FAQ
Who files Form G-FIN?
Financial institutions such as banks that act as government securities brokers or dealers.
Can I read G-FIN documents on EDGAR?
No. They are paper submissions; EDGAR shows the header.
Every G-FIN filing, one API call away
500 free calls a month. JSON, CSV, PDF and a Python SDK.