G-405N: paper notices by government securities brokers and dealers
Paper submissions by government securities brokers and dealers indexed on EDGAR as G-405N, 1998 to 2022. Header data only.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%22G-405N%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"G-405N"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is G-405N?
G-405N is an EDGAR index code for paper notices filed by government securities brokers and dealers under the Treasury's government securities rules (the G-405 report series). Filed on paper: the EDGAR record has the filer, date and accession number, and the document itself is an auto-generated placeholder that points to the SEC's paper copy.
The records show which interdealer brokers and dealers in the government securities market made these submissions and when.
Government securities brokers and dealers.
Filed on paper; EDGAR shows the indexing date.
Filings per year
Every G-405N filing on EDGAR, counted from the SecFeed index, amendments included. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Filer | Broker or dealer name and CIK. |
| Dates | Received and indexed dates. |
| Document | Placeholder for the paper copy. |
Get G-405N data with SecFeed
Search the filings with formType:"G-405N", read any document as text or PDF, and use these APIs for structured data:
Latest G-405N filings
| Company | Form | Filed | |
|---|---|---|---|
| ICAP SECURITIES USA LLC | G-405N | 2022-03-01 | EDGAR ↗ |
| ICAP SECURITIES USA LLC | G-405N | 2019-03-04 | EDGAR ↗ |
| LANGDON P. COOK GOVERNMENT SECURITIES, LLC | G-405N | 2019-02-25 | EDGAR ↗ |
| LANGDON P. COOK GOVERNMENT SECURITIES, LLC | G-405N | 2016-02-26 | EDGAR ↗ |
| INTL FCSTONE PARTNERS L.P. | G-405N | 2015-03-03 | EDGAR ↗ |
| LANGDON P. COOK GOVERNMENT SECURITIES, LLC | G-405N | 2015-02-27 | EDGAR ↗ |
| ICAP SECURITIES USA LLC | G-405N | 2014-05-27 | EDGAR ↗ |
| G.X. CLARKE & CO. | G-405N | 2014-03-04 | EDGAR ↗ |
Use cases
- Build a filing timeline for government securities dealers
Related forms
Paper notices by banks and other financial institutions of their status as government securities brokers or dealers.
X-17A-5Broker-dealer financial reportForm X-17A-5 Part III annual audited reports of every registered broker-dealer: statement of financial condition, net capital and auditor report.
FAQ
Can I read G-405N documents on EDGAR?
No. They are paper submissions; EDGAR stores the header.
Who files G-405N?
Government securities brokers and dealers.
Every G-405N filing, one API call away
500 free calls a month. JSON, CSV, PDF and a Python SDK.