Form U5A: notifications of registration of utility holding companies under PUHCA (1997 to 2006)

Notifications of registration by public utility holding companies under Section 5(a) of PUHCA 1935, ending with its repeal in 2006.

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44filings on EDGAR

1997first filed

2006-01-03latest filing

curl -H "Authorization: Bearer $SECFEED_KEY" \
  "https://secfeedapi.com/v1/filings?query=formType:%22U5A%22&size=2"

import os, requests

r = requests.get(
    "https://secfeedapi.com/v1/filings",
    params={'query': 'formType:"U5A"', 'size': '2'},
    headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())

What is U5A?

A public utility holding company that was not exempt under PUHCA 1935 registered with the SEC. The first step was a notification of registration on Form U5A under Section 5(a), followed by the full registration statement (U5B) and annual reports (U5S).

PUHCA 1935 was repealed effective February 2006, ending these filings.

Who files

Public utility holding companies registering under PUHCA 1935.

When it is filed

On becoming a registered holding company; ended in 2006.

Filings per year

Every U5A filing on EDGAR, counted from the SecFeed index, amendments included. Updated daily.

What is inside

Section	Contents
Holding company	Registrant and its utility subsidiaries.
Notification	The Section 5(a) notice of registration.

Get U5A data with SecFeed

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Latest U5A filings

Company	Form	Filed
ENTERGY CORP /DE/	`U5A`	2006-01-03	EDGAR ↗
TNP ENTERPRISES INC	`U5A`	2005-07-08	EDGAR ↗
Perryville Energy Holdings LLC	`U5A`	2005-07-06	EDGAR ↗
BLACK HILLS CORP /SD/	`U5A/A`	2005-05-27	EDGAR ↗
PNM RESOURCES INC	`U5A`	2004-12-30	EDGAR ↗
BLACK HILLS CORP /SD/	`U5A`	2004-12-29	EDGAR ↗
NUI CORP /NJ/	`U5A`	2004-12-01	EDGAR ↗
ENRON CORP/OR/	`U5A`	2004-03-09	EDGAR ↗

Use cases

Identify which utility holding companies registered under PUHCA

Related forms

U-13-60PUHCA service company reports

Annual reports of mutual and subsidiary service companies in registered utility holding company systems under PUHCA 1935.

U-6B-2PUHCA securities issuance certificates

Certificates of notification of securities issued by companies in registered utility holding company systems under PUHCA 1935.

U-12-IBPUHCA Section 12(i) statements

Statements under Section 12(i) of the Public Utility Holding Company Act of 1935 about persons representing utility holding companies.

FAQ

What did Form U5A do?

It notified the SEC that a public utility holding company was registering under Section 5(a) of PUHCA 1935.

Why are there no recent U5A filings?

PUHCA 1935 was repealed effective February 2006.

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