Form U-6B-2: certificates of notification of securities issuance under PUHCA (1994 to 2006)

Certificates of notification of securities issued by companies in registered utility holding company systems under PUHCA 1935.

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1,300filings on EDGAR

1994first filed

2006-02-06latest filing

curl -H "Authorization: Bearer $SECFEED_KEY" \
  "https://secfeedapi.com/v1/filings?query=formType:%22U-6B-2%22&size=2"

import os, requests

r = requests.get(
    "https://secfeedapi.com/v1/filings",
    params={'query': 'formType:"U-6B-2"', 'size': '2'},
    headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())

What is U-6B-2?

Under the Public Utility Holding Company Act of 1935, companies in registered holding company systems needed SEC authorization or an exemption to issue securities. Form U-6B-2 was the certificate of notification filed for issuances made under an exemption.

Filings end in early 2006, when PUHCA 1935 was repealed by the Energy Policy Act of 2005.

Who files

Subsidiaries of registered public utility holding companies.

When it is filed

After an exempt issuance of securities; ended in 2006.

Filings per year

Every U-6B-2 filing on EDGAR, counted from the SecFeed index, amendments included. Updated daily.

What is inside

Section	Contents
Issuer	The company in the holding company system.
Securities	Type and amount issued.
Terms	Interest rate, maturity and purchaser.

Get U-6B-2 data with SecFeed

Search the filings with formType:"U-6B-2", read any document as text or PDF, and use these APIs for structured data:

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Latest U-6B-2 filings

Company	Form	Filed
SCOTTISH POWER PLC	`U-6B-2`	2006-02-06	EDGAR ↗
EWO MARKETING LP	`U-6B-2`	2006-01-24	EDGAR ↗
WASHINGTON GAS LIGHT CO	`U-6B-2`	2006-01-23	EDGAR ↗
WASHINGTON GAS LIGHT CO	`U-6B-2`	2006-01-23	EDGAR ↗
WASHINGTON GAS LIGHT CO	`U-6B-2`	2006-01-23	EDGAR ↗
ALABAMA POWER CO	`U-6B-2`	2006-01-20	EDGAR ↗
ALABAMA POWER CO	`U-6B-2`	2006-01-20	EDGAR ↗
AMERICAN ELECTRIC POWER CO INC	`U-6B-2`	2006-01-10	EDGAR ↗

Use cases

Reconstruct utility financing histories before 2006

Related forms

U-12-IBPUHCA Section 12(i) statements

Statements under Section 12(i) of the Public Utility Holding Company Act of 1935 about persons representing utility holding companies.

U-13-60PUHCA service company reports

Annual reports of mutual and subsidiary service companies in registered utility holding company systems under PUHCA 1935.

U5APUHCA holding company registrations

Notifications of registration by public utility holding companies under Section 5(a) of PUHCA 1935, ending with its repeal in 2006.

FAQ

What was Form U-6B-2?

A certificate of notification of securities issued under an exemption by a company in a registered PUHCA holding company system.

When did these filings end?

In early 2006, with the repeal of PUHCA 1935.

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