Form 40-17GCS fidelity bond claims and settlements
Filings of fidelity bond claims or settlements by investment companies under Rule 17g-1(g).
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%2240-17GCS%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"40-17GCS"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is 40-17GCS?
Investment Company Act Rule 17g-1 requires funds to carry a fidelity bond against larceny and embezzlement. Under Rule 17g-1(g), a fund files notice of claims under the bond and their settlement; the EDGAR Filer Manual lists these as 40-17GCS.
The annual bond itself is filed as 40-17G.
Registered management investment companies.
When a claim is made or settled under the fidelity bond.
Filings per year
Every 40-17GCS filing on EDGAR, counted from the SecFeed index. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Claim or settlement | Description of the loss and the claim. |
| Bond | The fidelity bond involved. |
| Fund | Registrant identification. |
Get 40-17GCS data with SecFeed
Search the filings with formType:"40-17GCS", read any document as text or PDF, and use these APIs for structured data:
Latest 40-17GCS filings
| Company | Form | Filed | |
|---|---|---|---|
| DEUTSCHE DWS MARKET TRUST | 40-17GCS | 2025-01-24 | EDGAR ↗ |
| DEUTSCHE DWS MARKET TRUST | 40-17GCS | 2024-09-03 | EDGAR ↗ |
| DEUTSCHE DWS INSTITUTIONAL FUNDS | 40-17GCS | 2024-05-28 | EDGAR ↗ |
| DEUTSCHE DWS MARKET TRUST | 40-17GCS | 2021-09-10 | EDGAR ↗ |
| DEUTSCHE DWS MARKET TRUST | 40-17GCS | 2021-02-22 | EDGAR ↗ |
| DEUTSCHE DWS SECURITIES TRUST | 40-17GCS | 2020-10-29 | EDGAR ↗ |
| DEUTSCHE DWS INVESTMENT TRUST | 40-17GCS | 2019-10-01 | EDGAR ↗ |
| Eaton Vance Tax-Managed Global Diversified Equity Income Fund | 40-17GCS | 2017-10-31 | EDGAR ↗ |
Use cases
- Research fund losses from employee dishonesty
Related forms
Accountant certificates on securities a fund keeps in its own custody under Rule 17f-2, filed on EDGAR as 40-17F2.
N-CENFund operations reportForm N-CEN annual reports of every registered fund since 2018: service providers, brokers, securities lending, ETF details, parsed to JSON.
FAQ
What is 40-17G?
The filing of the fund's fidelity bond itself.
How common are claims?
Rare: about 30 on EDGAR.
Every 40-17GCS filing, one API call away
500 free calls a month. JSON, CSV, PDF and a Python SDK.