Form AW Regulation A offering withdrawals
Requests to withdraw a Regulation A offering statement on Form 1-A, filed when a Reg A offering is abandoned.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%22AW%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"AW"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is AW?
AW is the submission type for withdrawal of an offering statement under Regulation A. Issuers file it when they abandon a Regulation A offering before qualification, or withdraw an amendment.
Matched against Form 1-A and QUALIF notices, AW filings show which Reg A offerings never reached investors.
Issuers with a pending Regulation A offering statement.
Whenever the issuer abandons the offering or an amendment.
Filings per year
Every AW filing on EDGAR, counted from the SecFeed index. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Withdrawal request | The offering statement or amendment withdrawn. |
| Reason | Often a short statement of why. |
| Securities sold | Confirmation of whether any securities were sold. |
Get AW data with SecFeed
Search the filings with formType:"AW", read any document as text or PDF, and use these APIs for structured data:
Search every SEC EDGAR filing since 1993 with Lucene-style queries over ticker, CIK, form type, filing date, company, SIC and 8-K items.
Text Search APISearch every word of every EDGAR filing and exhibit since 2001. Exact phrases, form type, CIK and date filters, results as JSON.
Tiers 1 and 2Regulation A APIRegulation A+ filings as JSON: Form 1-A offering statements, 1-K annual reports and 1-Z exit reports with issuer and offering data.
Latest AW filings
| Company | Form | Filed | |
|---|---|---|---|
| ETF Opportunities Trust | AW | 2026-10-09 | EDGAR ↗ |
| Harbor ETF Trust | AW | 2026-10-08 | EDGAR ↗ |
| Tema ETF Trust | AW | 2026-09-29 | EDGAR ↗ |
| Tema ETF Trust | AW | 2026-09-29 | EDGAR ↗ |
| Tema ETF Trust | AW | 2026-09-29 | EDGAR ↗ |
| Innovator ETFs Trust | AW | 2026-09-29 | EDGAR ↗ |
| Innovator ETFs Trust | AW | 2026-09-29 | EDGAR ↗ |
| Innovator ETFs Trust | AW | 2026-09-29 | EDGAR ↗ |
Use cases
- Measure the share of Reg A offerings that are withdrawn
- Clean Reg A datasets of abandoned deals
Related forms
Form 1-A Regulation A offering statements since 2002: Tier 1 and Tier 2 mini-IPOs with offering terms, issuer data and the offering circular.
QUALIFReg A qualificationSEC notices that a Regulation A offering statement on Form 1-A has been qualified, allowing the issuer to sell.
RWRegistration withdrawalRequests to withdraw a Securities Act registration statement, filed when an offering such as an IPO or shelf is abandoned.
FAQ
What is the Securities Act equivalent?
Form RW, for registration statements.
What is AW WD?
A request to withdraw an earlier AW.
Every AW filing, one API call away
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