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U5B

Form U5B utility holding company registration statements (historic)

Form U5B filings from 1995 to 2005: registration statements of holding companies under Section 5 of the Public Utility Holding Company Act.

42filings on EDGAR
1995first filed
2005-09-06latest filing
curl -H "Authorization: Bearer $SECFEED_KEY" \
  "https://secfeedapi.com/v1/filings?query=formType:%22U5B%22&size=2"
import os, requests

r = requests.get(
    "https://secfeedapi.com/v1/filings",
    params={'query': 'formType:"U5B"', 'size': '2'},
    headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())

What is U5B?

Form U5B was the registration statement a public utility holding company filed under Section 5 of the Public Utility Holding Company Act of 1935, describing its system of utility subsidiaries, financing and intra-system arrangements.

PUHCA was repealed effective February 2006, so no U5B filings appear after 2005.

Who files

Public utility holding companies registering under PUHCA.

When it is filed

On becoming a registered holding company. No filings after 2005.

Filings per year

Every U5B filing on EDGAR, counted from the SecFeed index, amendments included. Updated daily.

1995: 2 filings1997: 1 filings1998: 4 filings2000: 6 filings2001: 13 filings2002: 7 filings2003: 2 filings2004: 4 filings2005: 3 filings199520002005

What is inside

SectionContents
System descriptionSubsidiaries, utility operations and properties.
Capital structureSecurities outstanding across the system.
Intra-system arrangementsService and financing arrangements.

Get U5B data with SecFeed

Search the filings with formType:"U5B", read any document as text or PDF, and use these APIs for structured data:

Latest U5B filings

CompanyFormFiled
TNP ENTERPRISES INCU5B2005-09-06EDGAR ↗
BLACK HILLS CORP /SD/U5B2005-03-28EDGAR ↗
PNM RESOURCES INCU5B2005-01-28EDGAR ↗
ENRON CORP/OR/U5B2004-06-07EDGAR ↗
E ON AGU5B/A2004-04-29EDGAR ↗
E ON AGU5B2004-03-29EDGAR ↗
ALLEGHENY ENERGY SUPPLY CO LLCU5B2004-02-03EDGAR ↗
PEPCO HOLDINGS INCU5B/A2003-05-08EDGAR ↗

Use cases

Related forms

FAQ

What was Form U5B?

The registration statement of a public utility holding company under PUHCA 1935.

Why do filings stop in 2005?

PUHCA 1935 was repealed by the Energy Policy Act of 2005, effective February 2006.

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