497K2 fund profile filings (historic)
497K2 filings from 1998 to 2008: another submission type for fund profiles filed under Rule 497(k) before the summary prospectus.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%22497K2%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"497K2"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is 497K2?
497K2 was one of the EDGAR submission types used for mutual fund profiles filed under Rule 497(k), following the 1998 adoption of the profile under Rule 498. The profile let funds offer a short summary document.
The 2009 amendments to Rule 498 replaced the profile with the summary prospectus, filed under the 497K type, and 497K2 filings stop in 2008.
Open-end funds that used a fund profile.
When a profile was used or revised. No filings under this type after 2008.
Filings per year
Every 497K2 filing on EDGAR, counted from the SecFeed index. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Fund profile | Key facts about objectives, risks, fees and performance. |
| Fee table | Fees and expenses. |
Get 497K2 data with SecFeed
Search the filings with formType:"497K2", read any document as text or PDF, and use these APIs for structured data:
Search every SEC EDGAR filing since 1993 with Lucene-style queries over ticker, CIK, form type, filing date, company, SIC and 8-K items.
Text Search APISearch every word of every EDGAR filing and exhibit since 2001. Exact phrases, form type, CIK and date filters, results as JSON.
Document Download APIList every file in an SEC filing and download any document, exhibit, XBRL file or image from the EDGAR archive with one authenticated call.
Latest 497K2 filings
| Company | Form | Filed | |
|---|---|---|---|
| PRINCIPAL FUNDS INC | 497K2 | 2008-11-06 | EDGAR ↗ |
| PRINCIPAL FUNDS INC | 497K2 | 2008-06-30 | EDGAR ↗ |
| T. Rowe Price Retirement Funds, Inc. | 497K2 | 2007-01-22 | EDGAR ↗ |
| T. Rowe Price International Funds, Inc. | 497K2 | 2007-01-19 | EDGAR ↗ |
| T ROWE PRICE RETIREMENT FUNDS INC | 497K2 | 2005-06-01 | EDGAR ↗ |
| T ROWE PRICE RETIREMENT FUNDS INC | 497K2 | 2004-02-27 | EDGAR ↗ |
| T ROWE PRICE DIVERSIFIED MID CAP GROWTH FUND INC | 497K2 | 2003-12-31 | EDGAR ↗ |
| USAA MUTUAL FUND INC | 497K2 | 2003-06-10 | EDGAR ↗ |
Use cases
- Historical fund disclosure research
Related forms
497K1 filings from 1998 to 2008: fund profiles filed under Rule 497(k) when Rule 498 allowed funds to use a short profile document.
497KFund summary prospectusForm 497K summary prospectuses of mutual funds and ETFs since 2009: objective, fee table, strategies, risks, performance and managers.
497Fund prospectus updateRule 497 definitive prospectuses, SAIs and supplements of mutual funds, ETFs and closed-end funds, the documents actually sent to investors.
FAQ
What is the difference between 497K1 and 497K2?
Both are submission types for fund profiles under Rule 497(k); the profiles themselves were replaced by summary prospectuses in 2009.
Where do summary prospectuses appear now?
Under the 497K submission type.
Every 497K2 filing, one API call away
500 free calls a month. JSON, CSV, PDF and a Python SDK.