Form G-405 government securities broker-dealer reports

Financial reports of registered government securities brokers and dealers under the Treasury's Rule 405, filed with the SEC.

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67filings on EDGAR

1995first filed

2022-03-01latest filing

curl -H "Authorization: Bearer $SECFEED_KEY" \
  "https://secfeedapi.com/v1/filings?query=formType:%22G-405%22&size=2"

import os, requests

r = requests.get(
    "https://secfeedapi.com/v1/filings",
    params={'query': 'formType:"G-405"', 'size': '2'},
    headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())

What is G-405?

Government securities brokers and dealers registered under Section 15C of the Exchange Act file financial and operational reports under the Treasury Department's Rule 405 (17 CFR 405). G-405 is the EDGAR type for those reports.

The filers are specialist government securities dealers, such as interdealer brokers, rather than full service broker-dealers.

Who files

Registered government securities brokers and dealers.

When it is filed

Periodically under Treasury Rule 405.

Filings per year

Every G-405 filing on EDGAR, counted from the SecFeed index, amendments included. Updated daily.

What is inside

Section	Contents
Statement of financial condition	Assets, liabilities and capital.
Capital computation	Liquid capital and risk measures.
Firm	The government securities dealer.

Get G-405 data with SecFeed

Search the filings with formType:"G-405", read any document as text or PDF, and use these APIs for structured data:

Filing Search API

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FOCUSX-17A-5 API

Broker-dealer annual reports from Form X-17A-5: registrant, period, auditor and material weakness data, plus the audited report PDF.

Latest G-405 filings

Company	Form	Filed
ICAP SECURITIES USA LLC	`G-405`	2022-03-01	EDGAR ↗
ICAP SECURITIES USA LLC	`G-405`	2021-03-01	EDGAR ↗
ICAP SECURITIES USA LLC	`G-405`	2019-03-04	EDGAR ↗
LANGDON P. COOK GOVERNMENT SECURITIES, LLC	`G-405`	2019-02-25	EDGAR ↗
LANGDON P. COOK GOVERNMENT SECURITIES, LLC	`G-405`	2018-06-05	EDGAR ↗
LANGDON P. COOK GOVERNMENT SECURITIES, LLC	`G-405`	2016-02-26	EDGAR ↗
INTL FCSTONE PARTNERS L.P.	`G-405`	2015-03-03	EDGAR ↗
ICAP SECURITIES USA LLC	`G-405`	2014-05-27	EDGAR ↗

Use cases

Research government securities market intermediaries

Related forms

X-17A-5Broker-dealer financial report

Form X-17A-5 Part III annual audited reports of every registered broker-dealer: statement of financial condition, net capital and auditor report.

FAQ

Is this like Form X-17A-5?

It is the government securities dealer counterpart to broker-dealer financial reporting.

What is G-405N?

A related notice type.

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