Form TH: notifications of reliance on a temporary hardship exemption
Form TH notices filed when a company could not submit an electronic filing on time and relied on the temporary hardship exemption of Regulation S-T.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%22TH%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"TH"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is TH?
Regulation S-T Rule 201 gives filers a temporary hardship exemption when unanticipated technical difficulties prevent a timely electronic filing. The filer submits the document on paper and files Form TH, then must follow with the electronic version.
Form TH filings were indexed on EDGAR from 2005 to 2017 here, and show which companies hit filing deadline technical problems.
Any EDGAR filer that relied on the temporary hardship exemption.
With the paper filing, followed by the electronic copy within a short period.
Filings per year
Every TH filing on EDGAR, counted from the SecFeed index. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Filer | Company that relied on the exemption. |
| Filing affected | The document that could not be filed electronically. |
| Reason | Description of the technical difficulty. |
Get TH data with SecFeed
Search the filings with formType:"TH", read any document as text or PDF, and use these APIs for structured data:
Latest TH filings
| Company | Form | Filed | |
|---|---|---|---|
| GP Investments Acquisition Corp. | TH | 2017-05-11 | EDGAR ↗ |
| AUTOMATIC DATA PROCESSING INC | TH | 2017-03-30 | EDGAR ↗ |
| DEUTSCHE BANK TRUST CO AMERICAS /TA | TH | 2016-10-31 | EDGAR ↗ |
| Stock Doodle LLC | TH | 2012-05-29 | EDGAR ↗ |
| TCP Capital Corp. | TH | 2012-04-03 | EDGAR ↗ |
| Residential Income Properties, Inc. | TH | 2011-11-14 | EDGAR ↗ |
| DBUBS 2011-LC3 Mortgage Trust | TH | 2011-08-29 | EDGAR ↗ |
| FEDERATED INCOME SECURITIES TRUST | TH | 2008-09-25 | EDGAR ↗ |
Use cases
- Research filing deadline problems
- Explain apparent gaps between a filing's date and its EDGAR acceptance
Related forms
FAQ
What is a temporary hardship exemption?
Relief under Regulation S-T Rule 201 when technical difficulties prevent a timely electronic filing.
Does the electronic filing still have to be made?
Yes. The filer must submit an electronic copy promptly after the paper filing.
Every TH filing, one API call away
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