Form U-9C-3 quarterly reports under PUHCA Rule 58
Quarterly reports by registered utility holding companies on their energy-related subsidiaries under Rule 58 of PUHCA 1935.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%22U-9C-3%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"U-9C-3"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is U-9C-3?
Under the Public Utility Holding Company Act of 1935, registered holding companies could invest in energy-related companies under Rule 58 and reported on those subsidiaries quarterly on Form U-9C-3.
PUHCA 1935 was repealed by the Energy Policy Act of 2005, effective in February 2006, so the series ends with filings for 2005.
Registered public utility holding companies under PUHCA 1935.
Quarterly. Discontinued after PUHCA 1935 was repealed in 2006.
Filings per year
Every U-9C-3 filing on EDGAR, counted from the SecFeed index, amendments included. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Organization chart | Energy-related and gas-related subsidiaries. |
| Investments | Amounts invested under Rule 58. |
| Financial information | Results of the reporting companies. |
Get U-9C-3 data with SecFeed
Search the filings with formType:"U-9C-3", read any document as text or PDF, and use these APIs for structured data:
Latest U-9C-3 filings
| Company | Form | Filed | |
|---|---|---|---|
| NATIONAL FUEL GAS CO | U-9C-3 | 2005-12-29 | EDGAR ↗ |
| KEYSPAN CORP | U-9C-3 | 2005-11-30 | EDGAR ↗ |
| SCOTTISH POWER PLC | U-9C-3 | 2005-11-30 | EDGAR ↗ |
| AGL RESOURCES INC | U-9C-3 | 2005-11-30 | EDGAR ↗ |
| CINERGY CORP | U-9C-3 | 2005-11-29 | EDGAR ↗ |
| ENTERGY CORP /DE/ | U-9C-3 | 2005-11-29 | EDGAR ↗ |
| ALLEGHENY ENERGY, INC | U-9C-3 | 2005-11-29 | EDGAR ↗ |
| PROGRESS ENERGY INC | U-9C-3 | 2005-11-29 | EDGAR ↗ |
Use cases
- Historical research on utility diversification
- Study the PUHCA era of utility regulation
Related forms
FAQ
Why do these filings stop in 2005?
PUHCA 1935 was repealed by the Energy Policy Act of 2005.
Who regulates utility holding companies now?
The Federal Energy Regulatory Commission, under PUHCA 2005.
Every U-9C-3 filing, one API call away
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