CERTCBO: certifications by the Chicago Board Options Exchange approving securities for listing
Exchange certifications by the Chicago Board Options Exchange approving securities for listing, filed 2018 to 2020, mostly for ETFs.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%22CERTCBO%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"CERTCBO"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is CERTCBO?
When an issuer registers a class of securities under Section 12(b) for exchange listing, the exchange certifies that it has approved the securities for listing. EDGAR indexes these under CERT types by exchange; CERTCBO is the Chicago Board Options Exchange version.
Most CERTCBO filings relate to exchange traded funds listing their shares.
Filed by the exchange on the issuer's record.
When the exchange approves the securities for listing, 2018 to 2020 for this type.
Filings per year
Every CERTCBO filing on EDGAR, counted from the SecFeed index. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Issuer | The ETF or company listing. |
| Securities | Class approved for listing. |
| Exchange | The certifying exchange. |
Get CERTCBO data with SecFeed
Search the filings with formType:"CERTCBO", read any document as text or PDF, and use these APIs for structured data:
Search every SEC EDGAR filing since 1993 with Lucene-style queries over ticker, CIK, form type, filing date, company, SIC and 8-K items.
Text Search APISearch every word of every EDGAR filing and exhibit since 2001. Exact phrases, form type, CIK and date filters, results as JSON.
Document Download APIList every file in an SEC filing and download any document, exhibit, XBRL file or image from the EDGAR archive with one authenticated call.
Latest CERTCBO filings
| Company | Form | Filed | |
|---|---|---|---|
| FIRST TRUST EXCHANGE-TRADED FUND VIII | CERTCBO | 2020-06-29 | EDGAR ↗ |
| Invesco Exchange-Traded Self-Indexed Fund Trust | CERTCBO | 2019-06-03 | EDGAR ↗ |
| Nushares ETF Trust | CERTCBO | 2019-06-03 | EDGAR ↗ |
| Nushares ETF Trust | CERTCBO | 2019-06-03 | EDGAR ↗ |
| Invesco Exchange-Traded Fund Trust II | CERTCBO | 2019-06-03 | EDGAR ↗ |
| Innovator ETFs Trust | CERTCBO | 2019-05-31 | EDGAR ↗ |
| Innovator ETFs Trust | CERTCBO | 2019-05-31 | EDGAR ↗ |
| Alpha Architect ETF Trust | CERTCBO | 2019-05-22 | EDGAR ↗ |
Use cases
- Track ETF listings on Cboe in 2018 to 2020
Related forms
Form N-1A registration statements for open-end mutual funds and ETFs: prospectus, statement of additional information and exhibits.
EFFECTNotice of effectivenessEFFECT notices: the SEC's confirmation that a registration statement or offering statement became effective or qualified, with the exact date.
FAQ
What is an exchange certification?
The exchange's certification to the SEC that it has approved a class of securities for listing.
Which exchanges have CERT types?
EDGAR has separate CERT types for several exchanges, for example NYSE, Nasdaq and Cboe.
Every CERTCBO filing, one API call away
500 free calls a month. JSON, CSV, PDF and a Python SDK.