497K3B: fund profile prospectuses filed under Rule 497(k) (1998 to 2009)
Fund profile prospectuses filed under paragraph (k) of Rule 497 between 1998 and 2009, before the summary prospectus replaced them.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%22497K3B%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"497K3B"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is 497K3B?
From 1998 funds could offer investors a short 'profile' alongside or instead of the full prospectus. Profiles were filed under paragraph (k) of Rule 497, split into several EDGAR types (497K1, 497K2, 497K3A, 497K3B) by the stage at which the profile was used.
In 2009 the SEC replaced the profile with the summary prospectus under Rule 498, and today's summary prospectuses are filed as 497K.
Open-end mutual funds using profile prospectuses.
Used from 1998 until early 2009.
Filings per year
Every 497K3B filing on EDGAR, counted from the SecFeed index. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Fund summary | Objective, strategies and risks. |
| Fees | Fee table and expense example. |
| Performance | Bar chart and table of returns. |
Get 497K3B data with SecFeed
Search the filings with formType:"497K3B", read any document as text or PDF, and use these APIs for structured data:
Search every SEC EDGAR filing since 1993 with Lucene-style queries over ticker, CIK, form type, filing date, company, SIC and 8-K items.
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Latest 497K3B filings
| Company | Form | Filed | |
|---|---|---|---|
| BRANDES INVESTMENT TRUST | 497K3B | 2009-02-17 | EDGAR ↗ |
| T. Rowe Price Media & Telecommunications Fund, Inc. | 497K3B | 2009-01-23 | EDGAR ↗ |
| T. Rowe Price International Funds, Inc. | 497K3B | 2009-01-23 | EDGAR ↗ |
| T. Rowe Price Retirement Funds, Inc. | 497K3B | 2009-01-23 | EDGAR ↗ |
| T. Rowe Price Value Fund, Inc. | 497K3B | 2009-01-22 | EDGAR ↗ |
| T. Rowe Price Personal Strategy Funds, Inc. | 497K3B | 2009-01-22 | EDGAR ↗ |
| T. Rowe Price Summit Municipal Funds, Inc. | 497K3B | 2009-01-22 | EDGAR ↗ |
| T. ROWE PRICE SUMMIT FUNDS, INC. | 497K3B | 2009-01-22 | EDGAR ↗ |
Use cases
- Track how fund disclosure evolved before summary prospectuses
- Recover historical fee tables
Related forms
Form 497K summary prospectuses of mutual funds and ETFs since 2009: objective, fee table, strategies, risks, performance and managers.
497Fund prospectus updateRule 497 definitive prospectuses, SAIs and supplements of mutual funds, ETFs and closed-end funds, the documents actually sent to investors.
FAQ
What replaced fund profiles?
The summary prospectus under Rule 498, adopted in 2009, filed as 497K.
Why are there several 497K types?
Profiles were filed under different subparagraphs of Rule 497(k), each with its own EDGAR type.
Every 497K3B filing, one API call away
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