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UNDER

UNDER initial undertakings to file reports

Initial undertakings to file reports, an EDGAR submission type found from 2000 to 2011.

42filings on EDGAR
2000first filed
2011-07-27latest filing
curl -H "Authorization: Bearer $SECFEED_KEY" \
  "https://secfeedapi.com/v1/filings?query=formType:%22UNDER%22&size=2"
import os, requests

r = requests.get(
    "https://secfeedapi.com/v1/filings",
    params={'query': 'formType:"UNDER"', 'size': '2'},
    headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())

What is UNDER?

The EDGAR Filer Manual lists UNDER as an initial undertaking to file reports. It records a filer's undertaking to file periodic reports with the SEC.

It is a small series: 42 filings on EDGAR, the last in 2011.

Who files

Filers giving an undertaking to file reports.

When it is filed

At the time of the undertaking.

Filings per year

Every UNDER filing on EDGAR, counted from the SecFeed index, amendments included. Updated daily.

2000: 7 filings2001: 8 filings2002: 7 filings2003: 4 filings2004: 2 filings2005: 5 filings2006: 1 filings2007: 3 filings2008: 2 filings2011: 3 filings200020052011

What is inside

SectionContents
UndertakingThe commitment to file reports.
FilerThe entity giving the undertaking.

Get UNDER data with SecFeed

Search the filings with formType:"UNDER", read any document as text or PDF, and use these APIs for structured data:

Latest UNDER filings

CompanyFormFiled
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INCUNDER2011-07-27EDGAR ↗
GABELLI DIVIDEND & INCOME TRUSTUNDER2011-07-27EDGAR ↗
GABELLI GLOBAL MULTIMEDIA TRUST INCUNDER2011-06-30EDGAR ↗
NITTO DENKO CORP / ADR/UNDER2008-10-15EDGAR ↗
NITTO DENKO CORP / ADR/UNDER2008-10-15EDGAR ↗
LONDON FINANCE & INVESTMENT GROUP PLC/ADR/UNDER2007-12-03EDGAR ↗
HEINEKEN NV /ADR/UNDER2007-11-30EDGAR ↗
Gateway TrustUNDER2007-10-12EDGAR ↗

Use cases

FAQ

Is UNDER still used?

EDGAR shows no filings of this type since 2011.

How many exist?

42 in the SecFeed index.

Every UNDER filing, one API call away

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