10KT405 transition reports with the Item 405 box checked (historic)
10KT405 filings from 1995 to 2002: 10-K transition reports on which the Item 405 delinquent Section 16 filer box was checked.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%2210KT405%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"10KT405"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is 10KT405?
A transition report on Form 10-K covers the gap period when a company changes its fiscal year. Until 2002, EDGAR used separate submission types when the cover page box about Item 405 of Regulation S-K (disclosure of delinquent Section 16 filers) was checked, hence 10KT405.
The SEC eliminated the separate 405 submission types in 2002, so these filings stop then; later transition reports use 10-KT.
Companies filing a 10-K transition report with the Item 405 box checked, before 2003.
After a change in fiscal year, within the 10-K deadline for the transition period.
Filings per year
Every 10KT405 filing on EDGAR, counted from the SecFeed index, amendments included. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Transition period | The months covered between the old and new fiscal year ends. |
| Financial statements | Audited financials for the transition period. |
| Standard 10-K items | Business, risk, MD&A and other items. |
Get 10KT405 data with SecFeed
Search the filings with formType:"10KT405", read any document as text or PDF, and use these APIs for structured data:
Search every SEC EDGAR filing since 1993 with Lucene-style queries over ticker, CIK, form type, filing date, company, SIC and 8-K items.
Text Search APISearch every word of every EDGAR filing and exhibit since 2001. Exact phrases, form type, CIK and date filters, results as JSON.
Document Download APIList every file in an SEC filing and download any document, exhibit, XBRL file or image from the EDGAR archive with one authenticated call.
Section Extraction APIExtract any item of a 10-K, 10-Q or 8-K, such as risk factors or MD&A, as clean text or minimal HTML with one call.
Latest 10KT405 filings
| Company | Form | Filed | |
|---|---|---|---|
| PFSWEB INC | 10KT405 | 2002-04-03 | EDGAR ↗ |
| DEAN HOLDING CO | 10KT405 | 2002-04-01 | EDGAR ↗ |
| EXPEDIA INC | 10KT405 | 2002-04-01 | EDGAR ↗ |
| COHESION TECHNOLOGIES INC | 10KT405 | 2002-03-29 | EDGAR ↗ |
| MIDWAY GAMES INC | 10KT405 | 2002-03-28 | EDGAR ↗ |
| OWENS MORTGAGE INVESTMENT FUND | 10KT405 | 2002-03-26 | EDGAR ↗ |
| MINNESOTA CORN PROCESSORS LLC | 10KT405 | 2002-03-26 | EDGAR ↗ |
| MARINER POST ACUTE NETWORK INC | 10KT405 | 2002-03-21 | EDGAR ↗ |
Use cases
- Historical fundamentals research
- Find fiscal year changes before 2002
Related forms
Every Form 10-K annual report filed on EDGAR since 1993, searchable by company, date and text, with sections and XBRL financials as JSON.
10-QUS company quarterly reportEvery Form 10-Q quarterly report on EDGAR since 1993: unaudited financials, MD&A and risk factor updates, searchable and parsed as JSON.
FAQ
What does 405 mean in 10KT405?
The cover page box relating to Item 405 disclosure of delinquent Section 16 reports was checked.
Why did 405 types end?
The SEC eliminated the separate 405 submission types in 2002.
Every 10KT405 filing, one API call away
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