6B ORDR SEC orders for employees' securities companies
6B ORDR records since 2009: SEC orders under Section 6(b) of the Investment Company Act for employees' securities companies.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%226B%20ORDR%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"6B ORDR"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is 6B ORDR?
Section 6(b) of the Investment Company Act lets the SEC exempt employees' securities companies, investment vehicles formed for the employees of a firm, from parts of the Act. Asset managers and financial firms use these vehicles for employee co-investment.
6B ORDR records the SEC orders granting that relief. The related 6B NTC type records the notices of application that come before an order.
Recorded under the applicant, such as an asset manager or its employee fund.
After the notice period on the application ends.
Filings per year
Every 6B ORDR filing on EDGAR, counted from the SecFeed index. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Order | The exemptive order under Section 6(b). |
| Applicants | The sponsoring firm and the employee fund. |
| Reference | The application and notice. |
Get 6B ORDR data with SecFeed
Search the filings with formType:"6B ORDR", read any document as text or PDF, and use these APIs for structured data:
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Latest 6B ORDR filings
| Company | Form | Filed | |
|---|---|---|---|
| Churchill Asset Management LLC | 6B ORDR | 2026-08-10 | EDGAR ↗ |
| Manulife Employee Securities Co 2025, L.P. | 6B ORDR | 2026-08-03 | EDGAR ↗ |
| FRANKLIN RESOURCES INC | 6B ORDR | 2026-07-13 | EDGAR ↗ |
| GOLDMAN SACHS GROUP INC | 6B ORDR | 2026-06-15 | EDGAR ↗ |
| Greystone Employee Investments LP | 6B ORDR | 2024-12-18 | EDGAR ↗ |
| F&W Investments LP | 6B ORDR | 2024-05-29 | EDGAR ↗ |
| Hines Investment Management Holdings Limited Partnership | 6B ORDR | 2024-05-17 | EDGAR ↗ |
| Apollo Global Management, Inc. | 6B ORDR | 2023-09-06 | EDGAR ↗ |
Use cases
- Track employee co-investment vehicles
- Exemptive relief research
Related forms
40-APP applications for SEC exemptive relief under the Investment Company Act and Advisers Act: ETF, co-investment, multi-class and fund of funds reli
APP WDExemptive application withdrawalEvery APP WD filing since 2002: requests to withdraw an application for exemptive or other relief from the federal securities laws.
N-8F ORDRDeregistration orderEvery N-8F ORDR since 2009: SEC orders declaring that a registered investment company has ceased to be an investment company.
FAQ
What is an employees' securities company?
An investment company organized for the employees of a firm, which can receive SEC exemptions under Section 6(b).
What comes before a 6B ORDR?
An application and a public notice of that application.
Every 6B ORDR filing, one API call away
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