Form ADV-NR appointments of agent by non-resident advisers
Form ADV-NR: appointment of an agent for service of process by non-resident general partners and managing agents of investment advisers.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%22ADV-NR%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"ADV-NR"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is ADV-NR?
EDGAR titles ADV-NR "Appointment of Agent for Service of Process by Non-Resident General Partner and Non-Resident managing agent of an Investment Advisor". Non-resident principals of SEC registered advisers file it so they can be served in US proceedings.
The filings on EDGAR are scanned paper documents. Adviser registration itself happens on Form ADV through the IARD system, which the SecFeed Form ADV API covers.
Non-resident general partners and managing agents of SEC registered investment advisers.
When the adviser registers or a non-resident principal is appointed.
Filings per year
Every ADV-NR filing on EDGAR, counted from the SecFeed index. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Adviser | The investment adviser concerned. |
| Principal | The non-resident general partner or managing agent. |
| Agent for service | The US agent appointed to receive process. |
Get ADV-NR data with SecFeed
Search the filings with formType:"ADV-NR", read any document as text or PDF, and use these APIs for structured data:
Search every SEC EDGAR filing since 1993 with Lucene-style queries over ticker, CIK, form type, filing date, company, SIC and 8-K items.
AdvisersForm ADV APIInvestment adviser firms and representatives from Form ADV: registration, offices, filings and brochures, searchable by name or CRD.
Latest ADV-NR filings
| Company | Form | Filed | |
|---|---|---|---|
| WELLINGTON-ALTUS USA INC. | ADV-NR | 2023-09-27 | EDGAR ↗ |
| WATERMARK FUNDS MANAGEMENT PROPRIETARY Ltd | ADV-NR | 2023-09-22 | EDGAR ↗ |
| Vigdorovich, Joseph | ADV-NR | 2022-07-05 | EDGAR ↗ |
| KRL FINANCIAL PLANNING & INVESTING LLC | ADV-NR | 2022-06-23 | EDGAR ↗ |
| ION PACIFIC INVESTMENT MANAGEMENT LTD. | ADV-NR | 2022-03-31 | EDGAR ↗ |
| PRINCIPA CAPITAL LLP | ADV-NR | 2021-09-30 | EDGAR ↗ |
| Islandbridge Capital Ltd | ADV-NR | 2021-01-21 | EDGAR ↗ |
| Islandbridge Capital Ltd | ADV-NR | 2021-01-20 | EDGAR ↗ |
Use cases
- Identify advisers with non-resident principals
- Cross-border compliance research
Related forms
FAQ
Where is the adviser's main registration?
Form ADV, filed through IARD and available through the Form ADV API.
Why are ADV-NR filings images?
They were submitted on paper and scanned into EDGAR.
Every ADV-NR filing, one API call away
500 free calls a month. JSON, CSV, PDF and a Python SDK.