OIP NTC: SEC notices of applications reviewed by the Office of Insurance Products
SEC notices of Investment Company Act applications reviewed by its Office of Insurance Products, mainly variable insurance product relief.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%22OIP%20NTC%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"OIP NTC"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is OIP NTC?
Applications for exemptive relief involving insurance products, such as substitutions of underlying funds in variable annuities, are reviewed by the SEC's Office of Insurance Products and filed as 40-OIP. Before granting relief the SEC publishes a notice, indexed as OIP NTC, which starts the period for requesting a hearing.
The type appears on EDGAR from 2009 to 2021.
Filed by the SEC on the applicant's record (insurance companies, separate accounts and funds).
When the SEC issues the notice of application.
Filings per year
Every OIP NTC filing on EDGAR, counted from the SecFeed index. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Applicants | Insurers, separate accounts and funds involved. |
| Summary of application | The relief requested. |
| Hearing information | How and by when to request a hearing. |
Get OIP NTC data with SecFeed
Search the filings with formType:"OIP NTC", read any document as text or PDF, and use these APIs for structured data:
Search every SEC EDGAR filing since 1993 with Lucene-style queries over ticker, CIK, form type, filing date, company, SIC and 8-K items.
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Latest OIP NTC filings
| Company | Form | Filed | |
|---|---|---|---|
| Brighthouse Funds Trust I | OIP NTC | 2021-07-02 | EDGAR ↗ |
| NEW YORK LIFE INSURANCE & ANNUITY CORP | OIP NTC | 2020-10-30 | EDGAR ↗ |
| ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA | OIP NTC | 2020-01-06 | EDGAR ↗ |
| MUTUAL OF AMERICA LIFE INSURANCE CO | OIP NTC | 2019-11-01 | EDGAR ↗ |
| VOYA RETIREMENT INSURANCE & ANNUITY Co | OIP NTC | 2019-07-16 | EDGAR ↗ |
| AMERICAN FIDELITY ASSURANCE CO | OIP NTC | 2018-12-03 | EDGAR ↗ |
| BlackRock Variable Series Funds, Inc. | OIP NTC | 2018-06-18 | EDGAR ↗ |
| TRANSAMERICA ADVISORS LIFE INSURANCE Co | OIP NTC | 2017-03-24 | EDGAR ↗ |
Use cases
- Track fund substitutions in variable annuity contracts
- Follow insurance product exemptive relief
Related forms
SEC orders granting applications for exemptive or other relief from the federal securities laws, mostly under the Investment Company Act.
N-4Variable annuity registrationForm N-4 registration statements for insurance company separate accounts that offer variable annuity contracts.
FAQ
What is an OIP NTC?
The SEC's notice of an application reviewed by the Office of Insurance Products.
What usually follows the notice?
An order granting the relief, if no hearing is requested.
Every OIP NTC filing, one API call away
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