APP ORDR: SEC orders on applications for exemptive relief
SEC orders granting applications for exemptive or other relief from the federal securities laws, mostly under the Investment Company Act.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%22APP%20ORDR%22%20AND%20filedAt:%5B2026-01-01%20TO%202026-12-31%5D&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"APP ORDR" AND filedAt:[2026-01-01 TO 2026-12-31]', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is APP ORDR?
When a fund, adviser or other applicant asks the SEC for exemptive relief, the application, the SEC's notice and the final order are all on EDGAR. APP ORDR is the order. Common subjects are co-investment relief for private credit funds and BDCs, multi-class structures for interval funds, ETF relief and manager-of-managers arrangements.
Orders are usually issued after a notice period with no hearing requested.
Filed by the SEC on the applicant's EDGAR record.
When the SEC issues the order, typically after the notice period ends.
Filings per year
Every APP ORDR filing on EDGAR, counted from the SecFeed index. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Applicants | Who received relief. |
| Relief granted | The provisions and conduct covered. |
| Conditions | Requirements attached to the order. |
Get APP ORDR data with SecFeed
Search the filings with formType:"APP ORDR" AND filedAt:[2026-01-01 TO 2026-12-31], read any document as text or PDF, and use these APIs for structured data:
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Latest APP ORDR filings
| Company | Form | Filed | |
|---|---|---|---|
| Pender Real Estate Credit Fund | APP ORDR | 2026-10-05 | EDGAR ↗ |
| Wilmington Trust, National Association | APP ORDR | 2026-10-02 | EDGAR ↗ |
| FENIMORE ASSET MANAGEMENT TRUST | APP ORDR | 2026-09-22 | EDGAR ↗ |
| ARK Venture Fund | APP ORDR | 2026-09-22 | EDGAR ↗ |
| Kennedy Lewis Capital Co | APP ORDR | 2026-09-03 | EDGAR ↗ |
| Yorkville America Investment Trust | APP ORDR | 2026-08-27 | EDGAR ↗ |
| Macquarie Infrastructure Income Opportunities Fund | APP ORDR | 2026-08-26 | EDGAR ↗ |
| VALIC Co I | APP ORDR | 2026-08-25 | EDGAR ↗ |
Use cases
- Track which sponsors obtain co-investment relief
- Monitor new fund structures as they are approved
Related forms
40-APP applications for SEC exemptive relief under the Investment Company Act and Advisers Act: ETF, co-investment, multi-class and fund of funds reli
40-6C1940 Act exemptive applications (to 2007)Applications to the SEC for exemptive orders under the Investment Company Act filed under this type until 2007, such as early ETF relief.
FAQ
What is an APP ORDR?
The SEC order granting an application for exemptive or other relief.
Where is the application itself?
Investment Company Act applications are filed as 40-APP; the notice and order follow under their own types.
Every APP ORDR filing, one API call away
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