Form CERTNAS Nasdaq certifications approving securities for listing

Form CERTNAS: Nasdaq Stock Market certifications approving securities for listing, used after Nasdaq became a national securities exchange.

Get free API key Query this dataset

2,745filings on EDGAR

2006first filed

2018-03-01latest filing

curl -H "Authorization: Bearer $SECFEED_KEY" \
  "https://secfeedapi.com/v1/filings?query=formType:%22CERTNAS%22&size=2"

import os, requests

r = requests.get(
    "https://secfeedapi.com/v1/filings",
    params={'query': 'formType:"CERTNAS"', 'size': '2'},
    headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())

What is CERTNAS?

EDGAR describes CERTNAS as certification by the Nasdaq Stock Market approving securities for listing. Nasdaq began filing these after it became a registered national securities exchange in 2006, which is when Nasdaq listed securities started to be registered under Section 12(b).

Like CERTNYS, the type was later replaced by the generic CERT submission type.

Who files

The Nasdaq Stock Market, filing under the issuer's CIK.

When it is filed

When Nasdaq approved a class of securities for listing.

Filings per year

Every CERTNAS filing on EDGAR, counted from the SecFeed index. Updated daily.

What is inside

Section	Contents
Exchange	The Nasdaq Stock Market.
Securities	The class approved for listing.
Certification	Nasdaq's approval of the listing.

Get CERTNAS data with SecFeed

Search the filings with formType:"CERTNAS", read any document as text or PDF, and use these APIs for structured data:

Filing Search API

Search every SEC EDGAR filing since 1993 with Lucene-style queries over ticker, CIK, form type, filing date, company, SIC and 8-K items.

Text Search API

Search every word of every EDGAR filing and exhibit since 2001. Exact phrases, form type, CIK and date filters, results as JSON.

Document Download API

List every file in an SEC filing and download any document, exhibit, XBRL file or image from the EDGAR archive with one authenticated call.

Latest CERTNAS filings

Company	Form	Filed
Davis Fundamental ETF Trust	`CERTNAS`	2018-03-01	EDGAR ↗
Newtek Business Services Corp.	`CERTNAS`	2018-02-21	EDGAR ↗
FIRST TRUST EXCHANGE-TRADED FUND VI	`CERTNAS`	2018-02-21	EDGAR ↗
GABELLI NEXTSHARES TRUST	`CERTNAS`	2018-02-16	EDGAR ↗
Managed Portfolio Series	`CERTNAS`	2018-02-16	EDGAR ↗
BRANDES INVESTMENT TRUST	`CERTNAS`	2018-02-15	EDGAR ↗
FIDUS INVESTMENT Corp	`CERTNAS`	2018-02-01	EDGAR ↗
Great Elm Capital Corp.	`CERTNAS`	2018-01-25	EDGAR ↗

Use cases

Reconstruct historical Nasdaq listing dates
Research the move of Nasdaq listings to Section 12(b)

Related forms

CERTExchange listing certification

Form CERT: a national securities exchange's certification that it has approved a class of securities for listing and registration.

CERTNYSNYSE listing certification

Form CERTNYS: New York Stock Exchange certifications approving securities for listing, the NYSE specific type used before Form CERT.

CERTAMXAMEX listing certification

Form CERTAMX: American Stock Exchange certifications approving securities for listing, used until the exchange became NYSE Amex in 2008.

FAQ

Why does CERTNAS start in 2006?

Nasdaq became a registered national securities exchange in 2006, so its listings moved to Section 12(b) registration.

What replaced CERTNAS?

The generic CERT submission type.

Every CERTNAS filing, one API call away

500 free calls a month. JSON, CSV, PDF and a Python SDK.

Get free API key →