Home / Data / Fund managers & large holders
13FCONP

13FCONP: paper 13F filings related to confidential treatment (1993 to 2019)

Paper submissions by institutional managers related to Form 13F holdings that were subject to confidential treatment, 1993 to 2019.

1,347filings on EDGAR
1993first filed
2019-08-14latest filing
curl -H "Authorization: Bearer $SECFEED_KEY" \
  "https://secfeedapi.com/v1/filings?query=formType:%2213FCONP%22&size=2"
import os, requests

r = requests.get(
    "https://secfeedapi.com/v1/filings",
    params={'query': 'formType:"13FCONP"', 'size': '2'},
    headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())

What is 13FCONP?

Form 13F managers can ask the SEC to keep certain holdings confidential for a period, for example while a position is being built. 13FCONP is the EDGAR index code for paper submissions connected with those confidential filings. Filed on paper: the EDGAR record has the filer, date and accession number, and the document itself is an auto-generated placeholder that points to the SEC's paper copy.

The record is still useful: it shows which managers sought confidentiality and when. Holdings that lose confidential treatment are later reported publicly in 13F-HR amendments.

Who files

Institutional investment managers that file Form 13F.

When it is filed

Filed on paper until 2019.

Filings per year

Every 13FCONP filing on EDGAR, counted from the SecFeed index, amendments included. Updated daily.

1993: 6 filings1994: 9 filings1995: 14 filings1996: 22 filings1997: 28 filings1998: 38 filings1999: 48 filings2000: 97 filings2001: 147 filings2002: 143 filings2003: 139 filings2004: 104 filings2005: 85 filings2006: 41 filings2007: 70 filings2008: 99 filings2009: 72 filings2010: 43 filings2011: 118 filings2012: 20 filings2013: 1 filings2016: 1 filings2018: 1 filings2019: 1 filings199319952000200520102019

What is inside

SectionContents
ManagerName and CIK of the filer.
DatesReceived and indexed dates.
DocumentPlaceholder for the paper copy.

Get 13FCONP data with SecFeed

Search the filings with formType:"13FCONP", read any document as text or PDF, and use these APIs for structured data:

Latest 13FCONP filings

CompanyFormFiled
Kite Lake Capital Management (UK) LLP13FCONP2019-08-14EDGAR ↗
BASS LEE M /TX/13FCONP2018-08-07EDGAR ↗
GENRE PARTNERS L P13FCONP2016-05-12EDGAR ↗
RAU JOHN13FCONP2013-08-09EDGAR ↗
LEONARD GREEN PARTNERS LP13FCONP2012-12-04EDGAR ↗
LEONARD GREEN PARTNERS LP13FCONP2012-12-04EDGAR ↗
Starboard Value LP13FCONP2012-11-26EDGAR ↗
RoundKeep Capital Advisors LLC13FCONP2012-11-14EDGAR ↗

Use cases

Related forms

FAQ

Can I see the confidential holdings?

Not in 13FCONP records, which are paper placeholders. Holdings are disclosed later if confidentiality ends.

Why did 13FCONP stop in 2019?

The SEC moved 13F confidential treatment requests to electronic submission.

Every 13FCONP filing, one API call away

500 free calls a month. JSON, CSV, PDF and a Python SDK.

Get free API key →