Form 11-K annual reports of employee stock purchase and savings plans
Annual reports of employee stock purchase, savings and similar plans that hold company stock, with audited plan financial statements.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%2211-K%22%20AND%20filedAt:%5B2026-01-01%20TO%202026-12-31%5D&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"11-K" AND filedAt:[2026-01-01 TO 2026-12-31]', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is 11-K?
Form 11-K is the annual report for an employee stock purchase, savings or similar plan whose interests are registered with the SEC, usually because the plan lets employees buy the sponsor's stock. A 401(k) plan with a company stock fund is the common case.
The core of an 11-K is the plan's audited financial statements: net assets available for benefits, changes in net assets and the schedule of assets held. It shows how much of the plan sits in employer stock.
Employee stock purchase, savings and similar plans registered under the Securities Act (filed by the plan or the sponsoring company).
Within 90 days after the plan's fiscal year end, or within 180 days when the plan files financial statements prepared under ERISA.
Filings per year
Every 11-K filing on EDGAR, counted from the SecFeed index, amendments included. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Plan financial statements | Statements of net assets available for benefits and changes in net assets. |
| Schedule of assets | Holdings at year end, including employer stock. |
| Auditor's report | Opinion of the plan's independent auditor. |
| Notes | Plan description, contributions, vesting and investment options. |
Get 11-K data with SecFeed
Search the filings with formType:"11-K" AND filedAt:[2026-01-01 TO 2026-12-31], read any document as text or PDF, and use these APIs for structured data:
Search every SEC EDGAR filing since 1993 with Lucene-style queries over ticker, CIK, form type, filing date, company, SIC and 8-K items.
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Latest 11-K filings
| Company | Form | Filed | |
|---|---|---|---|
| UBS Group AG | 11-K/A | 2026-10-06 | EDGAR ↗ |
| UBS Group AG | 11-K/A | 2026-10-06 | EDGAR ↗ |
| DAKTRONICS INC /SD/ | 11-K | 2026-10-02 | EDGAR ↗ |
| VIASAT INC | 11-K | 2026-09-25 | EDGAR ↗ |
| PROCTER & GAMBLE Co | 11-K | 2026-09-24 | EDGAR ↗ |
| PROCTER & GAMBLE Co | 11-K | 2026-09-24 | EDGAR ↗ |
| COLUMBUS MCKINNON CORP | 11-K | 2026-09-24 | EDGAR ↗ |
| PROCTER & GAMBLE Co | 11-K | 2026-09-21 | EDGAR ↗ |
Use cases
- Measure employer stock concentration in company retirement plans
- Find plan auditors and plan sizes
- Track employee participation trends
Related forms
Transition reports on Form 11-K filed when an employee stock purchase or savings plan changes its fiscal year.
NT 11-KLate 11-K noticesForm 12b-25 notifications that an employee plan annual report on Form 11-K will be late, with the reason for the delay.
10-KUS company annual reportEvery Form 10-K annual report filed on EDGAR since 1993, searchable by company, date and text, with sections and XBRL financials as JSON.
FAQ
When is Form 11-K due?
90 days after the plan's fiscal year end, or 180 days when the plan's financial statements are prepared under ERISA.
Why does a 401(k) plan file with the SEC?
When the plan offers company stock, the plan interests are securities registered with the SEC, which brings the 11-K reporting duty.
Every 11-K filing, one API call away
500 free calls a month. JSON, CSV, PDF and a Python SDK.