REG-NR: paper submissions by broker-dealers
Paper submissions by registered broker-dealers indexed on EDGAR under the REG-NR code, 2002 to 2023. Header data only.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%22REG-NR%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"REG-NR"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is REG-NR?
REG-NR is an EDGAR index code for paper submissions made by registered broker-dealers. Filed on paper: the EDGAR record has the filer, date and accession number, and the document itself is an auto-generated placeholder that points to the SEC's paper copy.
The records are useful mainly as a dated activity log for the broker-dealers involved.
Registered broker-dealers.
Filed on paper; EDGAR shows the indexing date.
Filings per year
Every REG-NR filing on EDGAR, counted from the SecFeed index, amendments included. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Filer | Broker-dealer name and CIK. |
| Dates | Received and indexed dates. |
| Document | Placeholder for the paper copy. |
Get REG-NR data with SecFeed
Search the filings with formType:"REG-NR", read any document as text or PDF, and use these APIs for structured data:
Latest REG-NR filings
| Company | Form | Filed | |
|---|---|---|---|
| VANGUARD MARKETING CORPORATION | REG-NR | 2023-05-11 | EDGAR ↗ |
| MAVEN GLOBAL MARKETS TRADING LLP | REG-NR | 2022-05-13 | EDGAR ↗ |
| WINTERFLOOD SECURITIES US CORPORATION | REG-NR | 2019-06-18 | EDGAR ↗ |
| COINSQUARE LLC | REG-NR | 2019-05-16 | EDGAR ↗ |
| SUREPATH SECURITIES LLC. | REG-NR | 2019-03-13 | EDGAR ↗ |
| BEACON SECURITIES US LIMITED | REG-NR | 2018-12-11 | EDGAR ↗ |
| BEACON SECURITIES US LIMITED | REG-NR | 2018-12-04 | EDGAR ↗ |
| IUR SECURITIES LLC | REG-NR | 2018-11-08 | EDGAR ↗ |
Use cases
- Build a filing timeline for a broker-dealer
Related forms
Form X-17A-5 Part III annual audited reports of every registered broker-dealer: statement of financial condition, net capital and auditor report.
FOCUSNBroker-dealer FOCUS notices (paper)Paper submissions by registered broker-dealers indexed on EDGAR as FOCUSN, 2002 to 2025. Header data only; the document is on paper.
FAQ
Can I read REG-NR documents on EDGAR?
No. They are paper submissions and EDGAR stores only the header.
Who files REG-NR?
Registered broker-dealers.
Every REG-NR filing, one API call away
500 free calls a month. JSON, CSV, PDF and a Python SDK.