APP WDG: withdrawn exemptive applications
APP WDG: EDGAR records marking that an application for exemptive relief under the federal securities laws was withdrawn.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%22APP%20WDG%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"APP WDG"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is APP WDG?
APP WDG appears on EDGAR under the applicant's CIK when an application for exemptive relief, usually a 40-APP, is withdrawn. Applicants withdraw for many reasons: the relief became unnecessary after a rule change, the fund never launched, or the request was superseded by a new application.
EDGAR shows no separate form description for this type, so read each filing alongside the applicant's 40-APP and APP WD history to see what was withdrawn.
Recorded under the CIK of funds, advisers and affiliates whose exemptive application was withdrawn.
When an application is withdrawn before an order is issued.
Filings per year
Every APP WDG filing on EDGAR, counted from the SecFeed index. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Applicant | The fund or adviser whose application was withdrawn. |
| Reference | The application or file number the withdrawal relates to. |
Get APP WDG data with SecFeed
Search the filings with formType:"APP WDG", read any document as text or PDF, and use these APIs for structured data:
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Latest APP WDG filings
| Company | Form | Filed | |
|---|---|---|---|
| Lord Abbett Floating Rate High Income Fund | APP WDG | 2026-09-23 | EDGAR ↗ |
| AB CarVal Credit Opportunities Fund | APP WDG | 2026-09-02 | EDGAR ↗ |
| EXCHANGE TRADED CONCEPTS TRUST | APP WDG | 2026-09-02 | EDGAR ↗ |
| NexPoint Capital, Inc. | APP WDG | 2026-08-19 | EDGAR ↗ |
| Virtus Diversified Income & Convertible Fund | APP WDG | 2026-08-11 | EDGAR ↗ |
| WEITZ FUNDS | APP WDG | 2026-08-11 | EDGAR ↗ |
| LORD, ABBETT & CO. LLC | APP WDG | 2026-07-29 | EDGAR ↗ |
| LEUTHOLD FUNDS INC | APP WDG | 2026-06-11 | EDGAR ↗ |
Use cases
- Find exemptive applications that never became orders
- Clean an exemptive relief dataset of withdrawn requests
Related forms
FAQ
How is APP WDG different from APP WD?
APP WD is the applicant's own withdrawal request. APP WDG records the withdrawal on EDGAR; check both for a full history.
Can a withdrawn application be refiled?
Yes. Applicants often file a new 40-APP with revised terms.
Every APP WDG filing, one API call away
500 free calls a month. JSON, CSV, PDF and a Python SDK.