Form SBSE-BD security-based swap dealer registrations of broker-dealers
Form SBSE-BD: registration of security-based swap dealers and major participants that are registered broker-dealers.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%22SBSE-BD%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"SBSE-BD"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is SBSE-BD?
Registered broker-dealers that act as security-based swap dealers or major participants register with the SEC on Form SBSE-BD, which builds on their existing Form BD.
Only a handful have been filed since 2021.
Registered broker-dealers acting as security-based swap dealers or major participants.
Before acting in that capacity; amendments when information changes.
Filings per year
Every SBSE-BD filing on EDGAR, counted from the SecFeed index, amendments included. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Applicant | Broker-dealer and affiliates. |
| Swap activities | Security-based swap business description. |
Get SBSE-BD data with SecFeed
Search the filings with formType:"SBSE-BD", read any document as text or PDF, and use these APIs for structured data:
Latest SBSE-BD filings
| Company | Form | Filed | |
|---|---|---|---|
| HIDDEN ROAD PARTNERS CIV US LLC | SBSE-BD | 2026-09-10 | EDGAR ↗ |
| CF SECURED, LLC | SBSE-BD/A | 2026-03-24 | EDGAR ↗ |
| CAPITOLIS LIQUID GLOBAL MARKETS LLC | SBSE-BD | 2026-02-26 | EDGAR ↗ |
| CLEAR STREET LLC | SBSE-BD/A | 2025-12-18 | EDGAR ↗ |
| CLEAR STREET LLC | SBSE-BD | 2025-04-21 | EDGAR ↗ |
| JEFFERIES FINANCIAL SERVICES, INC. | SBSE-BD/A | 2025-02-25 | EDGAR ↗ |
| MORGAN STANLEY CAPITAL SERVICES, LLC | SBSE-BD/A | 2025-02-14 | EDGAR ↗ |
| GOLDMAN SACHS & CO. LLC | SBSE-BD/A | 2025-01-30 | EDGAR ↗ |
Use cases
- Identify broker-dealer security-based swap dealers
Related forms
Form SBSE registrations of security-based swap dealers and major security-based swap participants since 2021, with amendments and withdrawals.
SBSE-ASwap dealer registration (CFTC registered)Form SBSE-A: registration of security-based swap dealers and major participants that are registered or registering with the CFTC as swap dealers.
FAQ
Who files Form SBSE-BD?
Registered broker-dealers that register as security-based swap dealers or major participants.
How many are there?
Very few, under twenty filings including amendments.
Every SBSE-BD filing, one API call away
500 free calls a month. JSON, CSV, PDF and a Python SDK.