Form 10KSB40 small business annual reports with Item 405 box checked
Form 10KSB40: small business annual reports on Form 10-KSB with the Item 405 box checked, a separate EDGAR type until 2002.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%2210KSB40%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"10KSB40"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is 10KSB40?
EDGAR titles 10KSB40 "Annual Report Form for Small Businesses that also have a Positive Response to Item 405". Item 405 concerns disclosure of insiders who were late with their Section 16 reports, and the cover of Form 10-KSB had a checkbox for it.
EDGAR used separate submission types for reports with that box checked until 2002, when the variants were retired. Combine 10KSB40 with 10-KSB to get complete small business annual report histories for those years.
Small business issuers filing annual reports on Form 10-KSB, before 2002.
Annually, with the 10-KSB, when the Item 405 box applied.
Filings per year
Every 10KSB40 filing on EDGAR, counted from the SecFeed index, amendments included. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Annual report | The full Form 10-KSB content: business, financial statements, MD&A. |
| Item 405 disclosure | Late Section 16 filings by insiders. |
Get 10KSB40 data with SecFeed
Search the filings with formType:"10KSB40", read any document as text or PDF, and use these APIs for structured data:
Search every SEC EDGAR filing since 1993 with Lucene-style queries over ticker, CIK, form type, filing date, company, SIC and 8-K items.
Text Search APISearch every word of every EDGAR filing and exhibit since 2001. Exact phrases, form type, CIK and date filters, results as JSON.
Document Download APIList every file in an SEC filing and download any document, exhibit, XBRL file or image from the EDGAR archive with one authenticated call.
Section Extraction APIExtract any item of a 10-K, 10-Q or 8-K, such as risk factors or MD&A, as clean text or minimal HTML with one call.
Latest 10KSB40 filings
| Company | Form | Filed | |
|---|---|---|---|
| E XACT TRANSACTIONS LTD | 10KSB40 | 2002-04-05 | EDGAR ↗ |
| FRONTLINE COMMUNICATIONS CORP | 10KSB40 | 2002-04-05 | EDGAR ↗ |
| INTERCHANGE MEDICAL INC | 10KSB40 | 2002-04-04 | EDGAR ↗ |
| SYSTEMONE TECHNOLOGIES INC | 10KSB40 | 2002-04-03 | EDGAR ↗ |
| SMITH MIDLAND CORP | 10KSB40 | 2002-04-03 | EDGAR ↗ |
| FIBR PLAST CORP | 10KSB40 | 2002-04-03 | EDGAR ↗ |
| CTI GROUP HOLDINGS INC | 10KSB40 | 2002-04-02 | EDGAR ↗ |
| TRANSITION AUTO FINANCE III INC | 10KSB40 | 2002-04-02 | EDGAR ↗ |
Use cases
- Complete small company annual report histories
- Historical research on delinquent insider filings
Related forms
Every Form 10-K annual report filed on EDGAR since 1993, searchable by company, date and text, with sections and XBRL financials as JSON.
SB-2Small business registrationForm SB-2: the registration statement small business issuers used for public offerings until the SEC eliminated the SB forms in 2008.
FAQ
Why is 10KSB40 separate from 10-KSB?
EDGAR used separate types for reports with the Item 405 box checked, until 2002.
What replaced Form 10-KSB?
Form 10-K with smaller reporting company scaled disclosure, from 2008.
Every 10KSB40 filing, one API call away
500 free calls a month. JSON, CSV, PDF and a Python SDK.