NT-NSAR late filing notices for Form N-SAR (discontinued)

NT-NSAR notices from 1993 to 2018: funds reporting under Rule 12b-25 that their Form N-SAR would be filed late.

2,707filings on EDGAR

1993first filed

2018-05-30latest filing

curl -H "Authorization: Bearer $SECFEED_KEY" \
  "https://secfeedapi.com/v1/filings?query=formType:%22NT-NSAR%22&size=2"

import os, requests

r = requests.get(
    "https://secfeedapi.com/v1/filings",
    params={'query': 'formType:"NT-NSAR"', 'size': '2'},
    headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())

What is NT-NSAR?

NT-NSAR is the submission type for a Form 12b-25 notification of late filing covering Form N-SAR, the semi-annual fund report. Funds that could not file N-SAR on time explained the delay here.

Filings stop in 2018 because Form N-SAR was replaced by Form N-CEN. Late N-CEN reports now use NT N-CEN style notices.

Who files

Registered investment companies that could not file Form N-SAR on time.

When it is filed

Shortly after the missed N-SAR due date. Discontinued with Form N-SAR.

Filings per year

Every NT-NSAR filing on EDGAR, counted from the SecFeed index, amendments included. Updated daily.

What is inside

Section	Contents
Fund identification	Registrant and the report being filed late.
Reason	Narrative explanation for the delay.
Contact	Person to contact about the notice.

Get NT-NSAR data with SecFeed

Search the filings with formType:"NT-NSAR", read any document as text or PDF, and use these APIs for structured data:

Filing Search API

Search every SEC EDGAR filing since 1993 with Lucene-style queries over ticker, CIK, form type, filing date, company, SIC and 8-K items.

Text Search API

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Document Download API

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Latest NT-NSAR filings

Company	Form	Filed
Forefront Income Trust	`NT-NSAR`	2018-05-30	EDGAR ↗
Western Asset Mortgage Defined Opportunity Fund Inc.	`NT-NSAR`	2018-03-02	EDGAR ↗
Wildermuth Endowment Strategy Fund	`NT-NSAR`	2018-03-01	EDGAR ↗
Miller Investment Trust	`NT-NSAR/A`	2018-01-04	EDGAR ↗
Miller Investment Trust	`NT-NSAR`	2018-01-02	EDGAR ↗
World Funds Trust	`NT-NSAR`	2018-01-02	EDGAR ↗
Starboard Investment Trust	`NT-NSAR`	2017-11-30	EDGAR ↗
Starboard Investment Trust	`NT-NSAR`	2017-11-30	EDGAR ↗

Use cases

Historical fund compliance research
Identify funds with reporting delays

Related forms

NSAR-AN-SAR semi-annual (A)

Every N-SAR-A semi-annual report from registered investment companies, 1994 to 2018, before Form N-SAR was replaced by N-CEN.

N-CENFund operations report

Form N-CEN annual reports of every registered fund since 2018: service providers, brokers, securities lending, ETF details, parsed to JSON.

NTFNSARLate N-SAR notice (variant)

NTFNSAR filings from 1994 to 2017: Form 12b-25 notifications of late filing for Form N-SAR, under a variant submission type.

FAQ

Why do NT-NSAR filings end in 2018?

Form N-SAR was replaced by Form N-CEN, so late N-SAR notices are no longer needed.

What rule covers late fund reports?

Exchange Act Rule 12b-25, the same notification of late filing used for 10-K and 10-Q.

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