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13F-E

13F-E institutional holdings reports (1990s submission type)

13F-E filings from 1994 to 1999: an early EDGAR submission type for Form 13F institutional holdings reports.

1,308filings on EDGAR
1994first filed
1999-03-31latest filing
curl -H "Authorization: Bearer $SECFEED_KEY" \
  "https://secfeedapi.com/v1/filings?query=formType:%2213F-E%22&size=2"
import os, requests

r = requests.get(
    "https://secfeedapi.com/v1/filings",
    params={'query': 'formType:"13F-E"', 'size': '2'},
    headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())

What is 13F-E?

13F-E is an early EDGAR submission type for Form 13F, the quarterly report of equity holdings by institutional investment managers with over $100 million in qualifying securities. Filings under this type run from 1994 to early 1999.

Later reports use the 13F-HR (holdings report) and 13F-NT (notice) types. The 13F-E records are useful for extending institutional ownership history back into the 1990s.

Who files

Institutional investment managers filing Form 13F in the 1990s.

When it is filed

Quarterly, within 45 days after quarter end. No filings under this type after March 1999.

Filings per year

Every 13F-E filing on EDGAR, counted from the SecFeed index, amendments included. Updated daily.

1994: 198 filings1995: 260 filings1996: 229 filings1997: 227 filings1998: 277 filings1999: 117 filings199419951999

What is inside

SectionContents
Cover pageManager name, report period, other managers included.
Information tableIssuer, class, CUSIP, value, shares, investment discretion, voting authority.

Get 13F-E data with SecFeed

Search the filings with formType:"13F-E", read any document as text or PDF, and use these APIs for structured data:

Latest 13F-E filings

CompanyFormFiled
AMERICAN EXPRESS FINANCIAL ADVISORS13F-E/A1999-03-31EDGAR ↗
FIDELITY COVINGTON TRUST13F-E/A1999-03-29EDGAR ↗
VARIABLE INSURANCE PRODUCTS III13F-E/A1999-03-29EDGAR ↗
VARIABLE INSURANCE PRODUCTS FUND II13F-E/A1999-03-29EDGAR ↗
FIDELITY CONCORD STREET TRUST13F-E/A1999-03-29EDGAR ↗
FIDELITY PURITAN TRUST13F-E/A1999-03-29EDGAR ↗
FIDELITY ADVISOR SERIES V13F-E/A1999-03-29EDGAR ↗
FIDELITY ADVISOR SERIES II13F-E/A1999-03-29EDGAR ↗

Use cases

Related forms

FAQ

What replaced 13F-E?

The 13F-HR and 13F-NT submission types used for Form 13F today.

Are 13F-E filings parsed into holdings?

SecFeed's parsed 13F holdings come from the SEC's 13F data sets starting in 2013; 13F-E filings are available as documents.

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