Form N-23C3C filings under Rule 23c-3(b) and (c)
Form N-23C3C: interval fund repurchase filings on Form N-23C-3 made under Rule 23c-3(b) and (c), separate from the standard notice type.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%22N-23C3C%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"N-23C3C"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is N-23C3C?
Interval funds make periodic repurchase offers to shareholders under Investment Company Act Rule 23c-3 and report them on Form N-23C-3. EDGAR provides several submission types for that form; N-23C3C is the one for filings pursuant to paragraphs (b) and (c) of the rule, which deal with repurchase offers and related changes.
Most interval funds use the more common N-23C3A type for routine notices, so N-23C3C is used by a small set of funds.
Closed-end interval funds operating under Rule 23c-3.
In connection with a periodic repurchase offer covered by Rule 23c-3(b) and (c).
Filings per year
Every N-23C3C filing on EDGAR, counted from the SecFeed index, amendments included. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Repurchase offer | Amount offered, request deadline and pricing date. |
| Shareholder notice | The notice sent to shareholders, when attached. |
| Fund information | Fund name and Investment Company Act file number. |
Get N-23C3C data with SecFeed
Search the filings with formType:"N-23C3C", read any document as text or PDF, and use these APIs for structured data:
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Latest N-23C3C filings
| Company | Form | Filed | |
|---|---|---|---|
| Calamos Aksia Alternative Credit & Income Fund | N-23C3C | 2024-08-02 | EDGAR ↗ |
| Versus Capital Multi-Manager Real Estate Income Fund LLC | N-23C3C/A | 2024-03-28 | EDGAR ↗ |
| Calamos Aksia Alternative Credit & Income Fund | N-23C3C | 2024-01-31 | EDGAR ↗ |
| Calamos Aksia Alternative Credit & Income Fund | N-23C3C | 2023-11-01 | EDGAR ↗ |
| KKR Credit Opportunities Portfolio | N-23C3C | 2021-06-09 | EDGAR ↗ |
| Versus Capital Multi-Manager Real Estate Income Fund LLC | N-23C3C | 2019-09-16 | EDGAR ↗ |
| Voya SENIOR INCOME FUND | N-23C3C | 2019-08-01 | EDGAR ↗ |
| Voya SENIOR INCOME FUND | N-23C3C | 2019-07-01 | EDGAR ↗ |
Use cases
- Complete an interval fund repurchase history
- Compare repurchase offer terms across funds
Related forms
Form N-23C-3 notifications of interval fund repurchase offers under Rule 23c-3: offer amount, pricing date and repurchase deadline.
N-2Closed-end fund and BDC registrationForm N-2 registration statements for closed-end funds, interval funds and business development companies, including N-2ASR automatic shelves.
N-CENFund operations reportForm N-CEN annual reports of every registered fund since 2018: service providers, brokers, securities lending, ETF details, parsed to JSON.
FAQ
What is the difference between N-23C3A and N-23C3C?
Both are Form N-23C-3 submission types. N-23C3A is the common notice type; N-23C3C covers filings under Rule 23c-3(b) and (c).
Where else are interval fund repurchases reported?
In shareholder reports and Form N-CEN.
Every N-23C3C filing, one API call away
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