Form U-33-S annual reports concerning foreign utility companies

Form U-33-S: annual reports concerning foreign utility companies under Section 33(e) of PUHCA, filed until 2005.

49filings on EDGAR

1996first filed

2005-07-29latest filing

curl -H "Authorization: Bearer $SECFEED_KEY" \
  "https://secfeedapi.com/v1/filings?query=formType:%22U-33-S%22&size=2"

import os, requests

r = requests.get(
    "https://secfeedapi.com/v1/filings",
    params={'query': 'formType:"U-33-S"', 'size': '2'},
    headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())

What is U-33-S?

EDGAR titles U-33-S "Annual report Concerning Foreign Utility Companies [Section 33(e)]". Registered holding companies with interests in foreign utility companies reported on them each year.

Filers include US and foreign utility groups such as Duke Energy, Sempra and ScottishPower. The series ends with PUHCA's repeal.

Who files

Holding companies with interests in foreign utility companies under PUHCA.

When it is filed

Annually, until PUHCA was repealed.

Filings per year

Every U-33-S filing on EDGAR, counted from the SecFeed index, amendments included. Updated daily.

What is inside

Section	Contents
Foreign utility companies	Entities held and their locations.
Investment	The holding company's investment and its financing.
Financial information	Financial data on the foreign utility companies.

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Latest U-33-S filings

Company	Form	Filed
SCOTTISH POWER PLC	`U-33-S`	2005-07-29	EDGAR ↗
DUKE ENERGY CORP	`U-33-S`	2005-04-26	EDGAR ↗
SEMPRA ENERGY	`U-33-S`	2005-03-23	EDGAR ↗
SCOTTISH POWER PLC	`U-33-S`	2004-07-30	EDGAR ↗
DUKE ENERGY CORP	`U-33-S`	2004-05-03	EDGAR ↗
TXU CORP /TX/	`U-33-S`	2004-04-30	EDGAR ↗
ONEOK INC /NEW/	`U-33-S`	2004-04-28	EDGAR ↗
SEMPRA ENERGY	`U-33-S`	2004-04-16	EDGAR ↗

Use cases

Research historical cross-border utility investment
Complete PUHCA filing histories

Related forms

U-57Foreign utility company notice

Form U-57: notifications of foreign utility company status under Section 33 of PUHCA, filed until 2006.

U5SPUHCA annual report

Form U5S: annual reports of registered public utility holding companies under Section 5 of PUHCA, filed until 2006.

FAQ

What does Section 33(e) require?

Reporting by registered holding companies on their foreign utility company interests.

When did U-33-S stop?

The last filings are in 2005, before PUHCA's repeal in 2006.

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