497K3A fund profile prospectuses
Fund profiles under former Rule 498, filed as 497K3A until 2009 when the summary prospectus replaced them.
curl -H "Authorization: Bearer $SECFEED_KEY" \ "https://secfeedapi.com/v1/filings?query=formType:%22497K3A%22&size=2"
import os, requests
r = requests.get(
"https://secfeedapi.com/v1/filings",
params={'query': 'formType:"497K3A"', 'size': '2'},
headers={"Authorization": f"Bearer {os.environ['SECFEED_KEY']}"},
)
print(r.json())What is 497K3A?
Former Rule 498 allowed open-end funds to use a short fund profile summarizing the prospectus. Profiles were filed under Rule 497(k) in several variants, including 497K3A.
The SEC's 2009 summary prospectus rules replaced the profile, and the last filings of this type are from February 2009.
Open-end funds using fund profiles.
When profiles were used. Discontinued in 2009.
Filings per year
Every 497K3A filing on EDGAR, counted from the SecFeed index. Updated daily.
What is inside
| Section | Contents |
|---|---|
| Investment objective | What the fund seeks. |
| Fees and expenses | Fee table. |
| Risks | Principal risks. |
| Performance | Bar chart and table. |
Get 497K3A data with SecFeed
Search the filings with formType:"497K3A", read any document as text or PDF, and use these APIs for structured data:
Latest 497K3A filings
| Company | Form | Filed | |
|---|---|---|---|
| PIMCO FUNDS | 497K3A | 2009-02-19 | EDGAR ↗ |
| PIMCO FUNDS | 497K3A | 2008-11-21 | EDGAR ↗ |
| T. Rowe Price Media & Telecommunications Fund, Inc. | 497K3A | 2008-10-28 | EDGAR ↗ |
| T. Rowe Price International Funds, Inc. | 497K3A | 2008-10-28 | EDGAR ↗ |
| PIMCO FUNDS | 497K3A | 2008-08-22 | EDGAR ↗ |
| PIMCO FUNDS | 497K3A | 2008-05-15 | EDGAR ↗ |
| PIMCO FUNDS | 497K3A | 2008-02-15 | EDGAR ↗ |
| PIMCO FUNDS | 497K3A | 2007-11-21 | EDGAR ↗ |
Use cases
- Historical fund fee and strategy research
Related forms
Form 497K summary prospectuses of mutual funds and ETFs since 2009: objective, fee table, strategies, risks, performance and managers.
497Fund prospectus updateRule 497 definitive prospectuses, SAIs and supplements of mutual funds, ETFs and closed-end funds, the documents actually sent to investors.
FAQ
What replaced the fund profile?
The summary prospectus, filed as 497K, since 2009.
Are there related types?
Yes: 497K1, 497K2 and 497K3B were other profile variants.
Every 497K3A filing, one API call away
500 free calls a month. JSON, CSV, PDF and a Python SDK.